RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A• M•••••
- T•• F•••••••• P••••••• C•••••• L•• state registered currentsince Nov 19, 2024 · Hackettstown, Nj
- L•••• I••••••••• A••••••• independent RIAApr 20, 2021 to Dec 31, 2024 · Hackettstown, Nj
- D••••• A•••• M••••••••• L•• state registeredOct 1, 2015 to Dec 31, 2019 · Lake Hill, Ny
- L•• F•••••••• L•• BD affiliatedJan 15, 2008 to Oct 6, 2015 · Fairfield, Nj
- I••••••••• P••••••• A•••••••• L•• unclassifiedJul 22, 2003 to Mar 31, 2008 · South Plainfield, Nj
- P••• A••••• S••••••••• L•• BD affiliatedAug 9, 2002 to Jan 17, 2008 · Fairfield, Nj
- L•••• I••••••••• A••••••• to T•• F•••••••• P••••••• C•••••• L••left Dec 31, 2024, registered Nov 19, 2024 (-42 days) · RIA to a state-registered adviser
- D••••• A•••• M••••••••• L•• to L•••• I••••••••• A•••••••left Dec 31, 2019, registered Apr 20, 2021 (476 days) · Other
- L•• F•••••••• L•• to D••••• A•••• M••••••••• L••left Oct 6, 2015, registered Oct 1, 2015 (-5 days) · Other
- I••••••••• P••••••• A•••••••• L•• to L•• F•••••••• L••left Mar 31, 2008, registered Jan 15, 2008 (-76 days) · Other
- P••• A••••• S••••••••• L•• to I••••••••• P••••••• A•••••••• L••left Jan 17, 2008, registered Jul 22, 2003 (-1640 days) · Other
- M•••••• A• M••••• left L•••• I••••••••• A••••••• for T•• F•••••••• P••••••• C•••••• L•• (registered 2024-11-19)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address