DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dominick Martinez Divine

Ameriprise Financial Services, LLCnational BDCovina, Ca dual registrantIAPD 2191769

Feed of 09/15/2026

Also filed as Dominick Martinez Divineii

At current firm

2 y

since Nov 28, 2023

In the industry

34 y

since Jan 2, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Nov 28, 2023 · Covina, Ca
J.P. Morgan Securities LLC wirehouse
Nov 15, 2017 to Nov 26, 2023 · Altadena, Ca
Invest Financial Corporation former
Jan 3, 2013 to Nov 6, 2017 · Appleton, Wi
Essex National Securities, Inc. former
Aug 13, 2012 to Dec 31, 2012 · Los Angeles, Ca
Cuso Financial Services, L.P. former
Apr 20, 2011 to Aug 10, 2012 · San Diego, Ca
Bancwest Investment Services, Inc. (Bwis) former
Dec 19, 2006 to Apr 19, 2011 · Lakewood, Ca
U.S. Bancorp Investments, Inc. former
Dec 13, 2005 to Dec 19, 2006 · Las Vegas, Nv
LPL Financial LLC BD affiliated
May 23, 2003 to Jul 16, 2004 · View Park, Ca

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Ameriprise Financial Services, LLC
left Nov 26, 2023, registered Nov 28, 2023 (2 days) · Wirehouse to affiliated broker-dealer or bank
Invest Financial Corporation to J.P. Morgan Securities LLC
left Nov 6, 2017, registered Nov 15, 2017 (9 days) · Other
Essex National Securities, Inc. to Invest Financial Corporation
left Dec 31, 2012, registered Jan 3, 2013 (3 days) · Other
Cuso Financial Services, L.P. to Essex National Securities, Inc.
left Aug 10, 2012, registered Aug 13, 2012 (3 days) · Other
Bancwest Investment Services, Inc. (Bwis) to Cuso Financial Services, L.P.
left Apr 19, 2011, registered Apr 20, 2011 (1 days) · Other
U.S. Bancorp Investments, Inc. to Bancwest Investment Services, Inc. (Bwis)
left Dec 19, 2006, registered Dec 19, 2006 (0 days) · Other
LPL Financial LLC to U.S. Bancorp Investments, Inc.
left Jul 16, 2004, registered Dec 13, 2005 (515 days) · Other

Signals

Dominick Martinez Divine left J.P. Morgan Securities Llc for Ameriprise Financial Services, Llc (registered 2023-11-28)
Nov 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address