DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Michael Pennell
Feed of 09/14/2026
Also filed as Jeff Pennell
At current firm
16 y
since Aug 19, 2010
In the industry
33 y
since Aug 17, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Invesco Advisers, Inc. asset manager currentsince Aug 19, 2010 · Downers Grove, Il
- Ameriprise Financial Services, LLC national BDOct 30, 2008 to Aug 9, 2010 · Houston, Tx
- Invesco Aim Private Asset Management, Inc. unclassifiedJul 27, 2005 to Jun 19, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Invesco Advisers, Inc.left Aug 9, 2010, registered Aug 19, 2010 (10 days) · Other
- Invesco Aim Private Asset Management, Inc. to Ameriprise Financial Services, LLCleft Jun 19, 2008, registered Oct 30, 2008 (133 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address