RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• R•••••• W••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Oct 3, 2016 · Plano, Tx
- B••••• P••••• W••••• A•••••••• L•• formerOct 3, 2016 to Apr 27, 2020 · Plano, Tx
- I••••••• A•••••••• L•• formerFeb 2, 2006 to Mar 31, 2017 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJul 14, 1992 to Feb 1, 2006 · Plano, Tx
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered Oct 3, 2016 (-1302 days) · corporate re-registration, not a move
- I••••••• A•••••••• L•• to B••••• P••••• W••••• A•••••••• L••left Mar 31, 2017, registered Oct 3, 2016 (-179 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to I••••••• A•••••••• L••left Feb 1, 2006, registered Feb 2, 2006 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address