S•••••• W•••• M•••••••

• O•••• W•••••• I••• BD affiliated current
  since Sep 1, 2023 · Overland Park, Ks
• S•••••••• F••••••••• I••• former
  Jul 11, 2011 to Sep 1, 2023 · Phoenix, Az
• N••• F•••••••• G••••• I••• former
  Jul 8, 2003 to Mar 11, 2004 · Wichita, Ks
• N•• E•••••• S••••••••• C••••••••• former
  Jan 5, 2000 to May 22, 2003 · Wichita, Ks

• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• N••• F•••••••• G••••• I••• to S•••••••• F••••••••• I•••
  left Mar 11, 2004, registered Jul 11, 2011 (2678 days) · Other
• N•• E•••••• S••••••••• C••••••••• to N••• F•••••••• G••••• I•••
  left May 22, 2003, registered Jul 8, 2003 (47 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address