RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O•••• E•••••• H••
- S•••• V••• W••••• A••••••• G••••• L•• independent RIA currentsince Apr 4, 2019 · Savannah, Ga
- S•••• V••• W••••• A•••••••• L•• formerJan 11, 2019 to Apr 3, 2019 · Savannah, Ga
- S•••• V••• W••••• A•••••••• L•• formerMar 28, 2018 to Dec 31, 2018 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 13, 1999 to Apr 2, 2018 · Savannah, Ga
- S•••• V••• W••••• A•••••••• L•• to S•••• V••• W••••• A••••••• G••••• L••left Apr 3, 2019, registered Apr 4, 2019 (1 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• V••• W••••• A•••••••• L••left Apr 2, 2018, registered Mar 28, 2018 (-5 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address