DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sound View Wealth Advisors Group, LLC
Latest filing Mar 29, 2026
First filing on the tape Feb 25, 2019 · 23 filings
SEC status approved since Mar 26, 2019
RAUM
$2.3B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$2.2B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$253M
derived; firm RAUM over IAPD count
Employees
19
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.3B as of Mar 29, 2026
Mar 26, 2020$824M then
HNW client RAUM$2.0B as of Mar 29, 2026
Mar 26, 2020$679M then
State-registered IARs (5.B.3)11 as of Mar 29, 2026
Mar 26, 20205 then
Employees (5.A)19 as of Mar 29, 2026
Mar 26, 202012 then
Private funds: no history
RAUM +18% over the last fiscal year+18% a year over threeIARs 10 to 11
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
- RAUM per advisor
- $253MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $693,947derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $981M, 467 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.0B90%
- Individuals$135M5.9%
- Charitable organizations$48.4M2.1%
- Corporations and businesses$47.2M2.1%
- Individual clients
- 472reported
- HNW clients
- 455reported
- Pension plan clients
- 0reported
- Charitable clients
- 11reported
- Accounts
- 3,285reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $981M for 467 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=true bd_reps=1.0 bank_owner=falsederived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kelly Lee BouchillonCertified Financial Planner | Savannah, Ga | Apr 3, 2019 | 37 y | 3 |
| Oscar Emerson HamCertified Financial Planner | Savannah, Ga | Apr 4, 2019 | 34 y | 3 |
| Melissa K BouchillonCertified Financial Planner | Savannah, Ga | Apr 4, 2019 | 22 y | 3 |
| Edward Francis Ambrose | Savannah, Ga | Apr 4, 2019 | 15 y | 3 |
| Molly Mcginnis Lanier | Statesboro, Ga | Jun 7, 2021 | 33 y | 1 |
| Mark SilversCertified Financial Planner | Savannah, Ga | Sep 13, 2022 | 17 y | 0 |
| Nina Kate Brackett | Savannah, Ga | Jun 24, 2024 | 11 y | 0 |
| Joshua Severn HeglandCertified Financial Planner | Savannah, Ga | Jan 9, 2025 | 10 y | 1 |
| Chelsea Blair Landreau | Savannah, Ga | Jan 27, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Helen Elizabeth Marshall to CaptrustSep 19, 2022 · Other
Joined, latest
- Joshua Severn Hegland from Cahaba Wealth Management, Inc.Jan 9, 2025 · RIA to RIA
- Molly Mcginnis Lanier from Synovus Securities, Inc.Jun 7, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Sound View Wealth Advisors, LLCApr 3, 2019 · Savannah, Ga · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Edward Ambrose · Partnercontrolsince 02/2019 · owns less than 5%
- Lee Kelly Bouchillon · Senior Partnercontrolsince 02/2019 · owns less than 5%
- K Melissa Bouchillon · Chief Compliance Officer And Managing Partnercontrolsince 02/2019 · owns less than 5%
- Emerson Oscar Ham · Senior Partnercontrolsince 02/2019 · owns less than 5%
Entity owners
- Focus Operating, LLC · Member (Manager)direct · owns 75% or more
- Cd&R Associates Xii, L.P. · General Partnerindirect · owns F of Cd&R Ferdinand Co-Investor, L.P.
- Cd&R Associates Xii, L.P. · General Partnerindirect · owns F of Clayton, Dubilier & Rice Fund Xii, L.P.
- Cd&R Ferdinand Co-Investor, L.P. · Partnerindirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
- Cd&R Ferdinand Holdings, L.P. · Partnerindirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
- Cd&R Investment Associates Xii, Ltd. · General Partnerindirect · owns F of Cd&R Ferdinand Holdings, L.P.
- Clayton, Dubilier & Rice Fund Xii, L.P. · Partnerindirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
- Ferdinand Ffp Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Ferdinand Ffp, Acquisition, LLC
- Ferdinand Ffp Parent, Inc. · Memberindirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
- Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Ultimate Holdings, LP · Shareholderindirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
- Ferdinand Ffp, Acquisition, LLC · Shareholder, Class A Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Focus Financial Partners Inc. · Managing Memberindirect · owns 75% or more of Focus Financial Partners, LLC
- Focus Financial Partners, LLC · Memberindirect · owns 75% or more of Focus Operating, LLC
Related persons
Schedule D 7.A
- Scs Capital Management LLCinvestment adviserpooled vehicle sponsornRAUM $49B
- Sound View Insurance, LLCreal estatey
Advisers that list Sound View Wealth Advisors Group, LLC as a related person
- 122258 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Savannah, Ga · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bluffton, SC4 employees
- Statesboro, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 2,947 to 3,285May 23, 2025 to Mar 29, 2026
- Advisory employees · 10 to 11May 23, 2025 to Mar 29, 2026
- Charity clients · 9 to 11May 23, 2025 to Mar 29, 2026
- Corporate clients · 10 to 12May 23, 2025 to Mar 29, 2026
- HNW clients · 405 to 455May 23, 2025 to Mar 29, 2026
- Individual clients · 420 to 472May 23, 2025 to Mar 29, 2026
- Assets in custody · $1.2B to $981MMay 23, 2025 to Mar 29, 2026
- Employees · 18 to 19May 23, 2025 to Mar 29, 2026
- State-registered IARs · 10 to 11May 23, 2025 to Mar 29, 2026
- Discretionary RAUM · $1.9B to $2.2BMay 23, 2025 to Mar 29, 2026
- HNW RAUM · $1.7B to $2.0BMay 23, 2025 to Mar 29, 2026
- Individual RAUM · $119M to $135MMay 23, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $13.0M to $95.8MMay 23, 2025 to Mar 29, 2026
- RAUM · $1.9B to $2.3BMay 23, 2025 to Mar 29, 2026
- Financial planning clients · 1-10 to 1-10Mar 19, 2025 to May 23, 2025
- Accounts · 2,625 to 2,947Oct 25, 2024 to Mar 19, 2025
- Advisory employees · 8 to 10Oct 25, 2024 to Mar 19, 2025
- Charity clients · 5 to 9Oct 25, 2024 to Mar 19, 2025
- Corporate clients · 5 to 10Oct 25, 2024 to Mar 19, 2025
- HNW clients · 362 to 405Oct 25, 2024 to Mar 19, 2025
- Individual clients · 373 to 420Oct 25, 2024 to Mar 19, 2025
- Assets in custody · $833M to $1.2BOct 25, 2024 to Mar 19, 2025
- Employees · 17 to 18Oct 25, 2024 to Mar 19, 2025
- State-registered IARs · 8 to 10Oct 25, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.5B to $1.9BOct 25, 2024 to Mar 19, 2025
- HNW RAUM · $1.5B to $1.7BOct 25, 2024 to Mar 19, 2025
- Individual RAUM · $121M to $119MOct 25, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $148M to $13.0MOct 25, 2024 to Mar 19, 2025
- RAUM · $1.6B to $1.9BOct 25, 2024 to Mar 19, 2025
- Related insurance company · false to trueOct 25, 2024 to Mar 19, 2025
- Accounts · 2,381 to 2,625Oct 11, 2023 to Mar 28, 2024
- Advisory employees · 7 to 8Oct 11, 2023 to Mar 28, 2024
- Charity clients · 3 to 5Oct 11, 2023 to Mar 28, 2024
- Corporate clients · 3 to 5Oct 11, 2023 to Mar 28, 2024
- HNW clients · 275 to 362Oct 11, 2023 to Mar 28, 2024
- Individual clients · 387 to 373Oct 11, 2023 to Mar 28, 2024
- Assets in custody · $873M to $833MOct 11, 2023 to Mar 28, 2024
- Employees · 15 to 17Oct 11, 2023 to Mar 28, 2024
- State-registered IARs · 7 to 8Oct 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.4B to $1.5BOct 11, 2023 to Mar 28, 2024
Signals
3 dated events
- Helen Elizabeth Marshall left Sound View Wealth Advisors Group, Llc for Captrust (registered 2022-12-20)Sep 19, 2022 · Advisor changed firm · fact
- Sound View Wealth Advisors Group, Llc reported RAUM $1.2B, up 31% from $932.9M (2021-04-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Sound View Wealth Advisors Group, Llc filed its initial SEC registration (Form ADV)Feb 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sound-view-wealth-advisors-svwareportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- soundviewealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 912-239-4630reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $253Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026