DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shelly Halford Baker
Certified Financial Planner
Feed of 09/15/2026
Also filed as Shelly Marie Halford
At current firm
0 y
since Jul 9, 2026
In the industry
21 y
since Feb 15, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Coastal Bridge Advisors independent RIA currentsince Jul 9, 2026 · Memphis, Tn
- Waddell & Associates, LLC formerJul 26, 2022 to Jul 16, 2026 · Memphis, Tn
- B Riley Wealth Management formerJul 12, 2021 to Mar 31, 2022 · Memphis, Tn
- Fidelity Personal And Workplace Advisors formerJul 1, 2019 to Mar 12, 2021 · Germantown, Tn
- Raymond James & Associates, Inc. national BDJul 26, 2016 to Aug 28, 2017 · Memphis, Tn
- Suntrust Investment Services, Inc. formerOct 6, 2014 to Jul 29, 2016 · Memphis, Tn
- Legacy Wealth Management, LLC independent RIAOct 9, 2009 to Sep 5, 2014 · Memphis, Tn
- Waddell & Associates Inc formerFeb 16, 2005 to Jan 13, 2009 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Associates, LLC to Coastal Bridge Advisorsleft Jul 16, 2026, registered Jul 9, 2026 (-7 days) · RIA to RIA · moved with a team
- B Riley Wealth Management to Waddell & Associates, LLCleft Mar 31, 2022, registered Jul 26, 2022 (117 days) · Affiliated broker-dealer or bank to independent RIA
- Fidelity Personal And Workplace Advisors to B Riley Wealth Managementleft Mar 12, 2021, registered Jul 12, 2021 (122 days) · Affiliated broker-dealer or bank to another
- Raymond James & Associates, Inc. to Fidelity Personal And Workplace Advisorsleft Aug 28, 2017, registered Jul 1, 2019 (672 days) · Affiliated broker-dealer or bank to another
- Suntrust Investment Services, Inc. to Raymond James & Associates, Inc.left Jul 29, 2016, registered Jul 26, 2016 (-3 days) · Other
- Legacy Wealth Management, LLC to Suntrust Investment Services, Inc.left Sep 5, 2014, registered Oct 6, 2014 (31 days) · Other
- Waddell & Associates Inc to Legacy Wealth Management, LLCleft Jan 13, 2009, registered Oct 9, 2009 (269 days) · Other
Signals
- Shelly Halford Baker left Waddell & Associates, Llc for Coastal Bridge Advisors (registered 2026-07-09)Jul 16, 2026 · Advisor changed firm · fact
- Shelly Halford Baker left B Riley Wealth Management for Waddell & Associates, Llc (registered 2022-07-26)Mar 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address