RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A••••• S•••
- C•••••• I••••••••• A••••••• L•• state registered currentsince Jan 2, 2026 · San Francisco, Ca
- C•••••• I••••••••• A••••••• L•• state registeredJan 23, 2019 to Dec 31, 2025 · San Francisco, Ca
- C•••••• I••••••••• A••••••• L•• state registeredNov 10, 2016 to Dec 31, 2018 · San Francisco, Ca
- S••••• F•••••••• G•••• I•• formerOct 23, 2012 to Dec 14, 2016 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseJul 22, 2011 to Nov 6, 2012 · Moraga, Ca
- F•••• A••••• S••••••••• I••• formerJun 21, 2004 to Jul 26, 2011 · San Francisco, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJan 10, 2002 to May 14, 2004 · San Francisco, Ca
- S••••• F•••••••• G•••• I•• to C•••••• I••••••••• A••••••• L••left Dec 14, 2016, registered Nov 10, 2016 (-34 days) · Other
- W•••• F•••• A••••••• to S••••• F•••••••• G•••• I••left Nov 6, 2012, registered Oct 23, 2012 (-14 days) · Other
- F•••• A••••• S••••••••• I••• to W•••• F•••• A•••••••left Jul 26, 2011, registered Jul 22, 2011 (-4 days) · Other
- W•••• F•••• I••••••••• L•• to F•••• A••••• S••••••••• I•••left May 14, 2004, registered Jun 21, 2004 (38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address