RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C• B••••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Jul 15, 2026 · West Chester, Pa
- I•• A••••••• L•• independent RIA currentsince Mar 13, 2020 · Easton, Pa
- I•• A••••••• L•• independent RIAMar 13, 2020 to Sep 17, 2026 · Wyckoff, Nj
- I••••••••• A••••••• A•••• M••••••••• L•• formerMar 9, 2005 to Jun 30, 2020 · Easton, Pa
- I•• A••••••• L•• to W••••••••• A••••••• P••••••• L••left Sep 17, 2026, registered Jul 15, 2026 (-64 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• A••••••• A•••• M••••••••• L•• to I•• A••••••• L••left Jun 30, 2020, registered Mar 13, 2020 (-109 days) · RIA to a newly registered adviser · moved with a team
- J••• C• B•••••• left I•• A••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2026-07-15)Sep 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address