DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• L• V•• D• V••

R•• C•••••• M••••••• L••national BDMenomonee Falls, Wi dual registrantIAPD 2198053

Feed of 09/14/2026

Also filed as J•••• L Vandeven

At current firm

3 y

since Jan 13, 2023

In the industry

34 y

since Jan 14, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C•••••• M••••••• L•• national BD current
since Jan 13, 2023 · Delafield, Wi
R••••• W• B•••• • C•• I••••••••• mixed wealth
Apr 29, 2016 to Jan 23, 2023 · Oconomowoc, Wi
W•••• F•••• A••••••• wirehouse
Feb 15, 2008 to May 2, 2016 · Waukesha, Wi
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Dec 20, 2007 · Wauwatosa, Wi
M••••• S•••••• D• I••• unclassified
Jul 6, 1999 to Apr 2, 2007 · Wauwatosa, Wi

Moves

a registration end followed by a registration begin elsewhere

R••••• W• B•••• • C•• I••••••••• to R•• C•••••• M••••••• L••
left Jan 23, 2023, registered Jan 13, 2023 (-10 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
left May 2, 2016, registered Apr 29, 2016 (-3 days) · Other · moved with a team
M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
left Dec 20, 2007, registered Feb 15, 2008 (57 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

J•••• L• V•• D• V•• left R••••• W• B•••• • C•• I••••••••• for R•• C•••••• M••••••• L•• (registered 2023-01-13)
Jan 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address