RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• J•••••• R•••••••••
- T••••••••• W••••• M••••••••• L•• state registered currentsince Jun 19, 2020 · Atlanta, Ga
- A••••••• A••••••• S••••••• formerJul 18, 2018 to Jun 12, 2020 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 21, 2017 to Jun 22, 2018 · Peachtree Corners, Ga
- E••••• J•••• national BDDec 21, 2016 to Jul 19, 2017 · Roswell, Ga
- A••••••• A••••••• S••••••• to T••••••••• W••••• M••••••••• L••left Jun 12, 2020, registered Jun 19, 2020 (7 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to A••••••• A••••••• S•••••••left Jun 22, 2018, registered Jul 18, 2018 (26 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to M•• I•••••••• S•••••••• L••left Jul 19, 2017, registered Sep 21, 2017 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address