R••••• J••• G•••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 22, 2024 · Corpus Christi, Tx
• W•••• F•••• A••••••• wirehouse
  Apr 29, 2016 to Mar 27, 2024 · Corpus Christi, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 23, 2009 to May 2, 2016 · Corpus Christi, Tx
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Jan 1, 1998 to Oct 23, 2009 · Corpus Christi, Tx

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Mar 27, 2024, registered Mar 22, 2024 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left May 2, 2016, registered Apr 29, 2016 (-3 days) · Wirehouse to wirehouse · moved with a team
• B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

• ••• Locked
  Mar 27, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address