RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R••• P•••••••••
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Bellaire, Tx
- G•••••••• F••••••••• I•• unclassifiedMar 11, 2005 to Mar 30, 2010 · Houston, Tx
- I••••••••• A••••••• G•••• C••• formerJul 24, 1998 to Mar 16, 2005 · Houston, Tx
- O•••• F•• I••• formerSep 2, 1997 to Mar 15, 2005 · Houston, Tx
- G•••••••• F••••••••• I•• to A••••••• A••••••• S•••••••• L••left Mar 30, 2010, registered Nov 1, 2021 (4234 days) · Other
- I••••••••• A••••••• G•••• C••• to G•••••••• F••••••••• I••left Mar 16, 2005, registered Mar 11, 2005 (-5 days) · Other
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Mar 15, 2005, registered Jul 24, 1998 (-2426 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address