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Registered advisor
W•••••• J• D••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as W•••••• Joseph D••••
At current firm
9 y
since May 4, 2017
In the industry
34 y
since Mar 13, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 4, 2017 · Statesville, Nc
- C•••••••• F•••••••• G•••• A••••••• formerOct 5, 2016 to May 4, 2017 · Mooresville, Nc
- F•••• T•••• S••••••••• I••• BD affiliatedSep 5, 2014 to Jul 25, 2016 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 1, 2006 to Jan 8, 2010 · Huntersville, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to E••••• J••••left May 4, 2017, registered May 4, 2017 (0 days) · Other
- F•••• T•••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Jul 25, 2016, registered Oct 5, 2016 (72 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Jan 8, 2010, registered Sep 5, 2014 (1701 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address