RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D• L••••••••
- M••• P•••••••• L•• state registered currentsince Sep 24, 2025 · Grand Haven, Mi
- L••••• C••••••••• W••••• L•• independent RIADec 4, 2020 to Sep 23, 2025 · Peoria, Az
- C••• B•••••••• S•••••••• I••• formerMay 20, 2015 to Dec 7, 2020 · Midland, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 6, 2012 to Apr 29, 2015 · Midland, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 17, 2012 to Oct 1, 2012 · Midland, Mi
- L•• I••• unclassifiedJun 14, 2010 to Dec 31, 2012
- C••••••• S••••••••• formerOct 11, 2006 to Apr 27, 2010 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 6, 2004 to Oct 9, 2006 · Saginaw, Mi
- L••••• C••••••••• W••••• L•• to M••• P•••••••• L••left Sep 23, 2025, registered Sep 24, 2025 (1 days) · RIA to a state-registered adviser
- C••• B•••••••• S•••••••• I••• to L••••• C••••••••• W••••• L••left Dec 7, 2020, registered Dec 4, 2020 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••left Apr 29, 2015, registered May 20, 2015 (21 days) · Other
- L•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2012, registered Aug 17, 2012 (-136 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Oct 1, 2012, registered Dec 6, 2012 (66 days) · Other
- C••••••• S••••••••• to L•• I•••left Apr 27, 2010, registered Jun 14, 2010 (48 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S•••••••••left Oct 9, 2006, registered Oct 11, 2006 (2 days) · Other
- M••• D• L•••••••• left L••••• C••••••••• W••••• L•• for M••• P•••••••• L•• (registered 2025-09-24)Sep 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address