DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W• D••••

S•••••••• A••••••• L••national BDOverland Park, Ksdual registrantIAPD 2204799

Feed of 09/14/2026

Also filed as J••• W D••••

At current firm

1 y

since Mar 31, 2025

In the industry

14 y

since Jun 20, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Overland Park, Ks
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 4, 2023 to Mar 31, 2025 · Chesterfield, Mo
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Jun 27, 2023 · Tucson, Az
T• A••••••••• I••• former
Oct 25, 2017 to Oct 14, 2022 · Tucson, Az
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 25, 2017 to Jun 27, 2023 · Scottsdale, Az
O••••••••• institutional
Nov 20, 2015 to Oct 3, 2017 · Overland Park, Ks
T•• M••••• F••• S•••• unclassified
Jul 26, 2012 to Aug 5, 2015 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 27, 2023, registered Oct 4, 2023 (99 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 27, 2023, registered Jan 26, 2022 (-517 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Oct 25, 2017 (-1815 days) · corporate re-registration, not a move
O••••••••• to T• A••••••••• I•••
left Oct 3, 2017, registered Oct 25, 2017 (22 days) · Other
T•• M••••• F••• S•••• to O•••••••••
left Aug 5, 2015, registered Nov 20, 2015 (107 days) · Other

Signals

J••• W• D•••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-10-04)
Jun 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address