RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G••••• V•••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Nov 17, 2022 · Mclean, Va
- B•••••••• W••••• M••••••••• I••• formerSep 19, 2014 to Nov 30, 2022 · Mclean, Va
- P••••••• A••••••• G••••• I••• formerMar 20, 2014 to Sep 22, 2014 · Columbia, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 7, 2006 to Jul 15, 2013 · Reston, Va
- T• A••••••••• I••• formerJul 31, 2003 to Jul 15, 2013 · Reston, Va
- B•••••••• W••••• M••••••••• I••• to M••••• W••••• M••••••••• L••left Nov 30, 2022, registered Nov 17, 2022 (-13 days) · RIA to RIA · moved with a team
- P••••••• A••••••• G••••• I••• to B•••••••• W••••• M••••••••• I•••left Sep 22, 2014, registered Sep 19, 2014 (-3 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to P••••••• A••••••• G••••• I•••left Jul 15, 2013, registered Mar 20, 2014 (248 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 15, 2013, registered Jun 7, 2006 (-2595 days) · channel change inside one enterprise, not a move
- S•••• G••••• V••••• left B•••••••• W••••• M••••••••• I••• for M••••• W••••• M••••••••• L•• (registered 2022-11-17)Nov 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address