DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Modera Wealth Management, LLC

Independent wealth managerWestwood, New JerseyCRD 155649SEC 801-71973website IAPD

Latest filing Sep 14, 2026

First filing on the tape Mar 29, 2012 · 78 filings

SEC status approved since Nov 16, 2010

RAUM

$18B

reported, Item 5.F

Discretionary

96%

of RAUM

Private clients

92%

$16B individuals and HNW

Advisors

135

registered through the firm on IAPD

RAUM per advisor

$131M

derived; firm RAUM over IAPD count

Employees

238

106 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

78 filings and snapshots on the tape

RAUM$18B as of Aug 17, 2026

Mar 29, 2012$982M then

HNW client RAUM$15B as of Aug 17, 2026

Mar 28, 2018$1.9B then

State-registered IARs (5.B.3)113 as of Aug 17, 2026

Mar 29, 20120 then

Employees (5.A)238 as of Aug 17, 2026

Mar 27, 201330 then

Private funds1 as of Mar 11, 2020

Mar 29, 20121 then

RAUM +14% over the last fiscal year+37% a year over threeIARs 121 to 113offices 29 to 30

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $131MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 44derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.4MderivedHNW RAUM over HNW clients
Average account: $825,313derivedRAUM over accounts (5.F.2.f)
Discretionary: 96%derivedof RAUM
Institutional: 5.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 4.4derived31 offices incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: -6.6%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.9%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients: 4,500reportedItem 5.H
Custody: $6.5B, 4,765 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$15B86%
Individuals$1.1B5.9%
Charitable organizations$628M3.6%
Corporations and businesses$468M2.6%
Pension and profit-sharing plans$397M2.2%

Individual clients: 2,475reported
HNW clients: 3,443reported
Pension plan clients: 111reported
Charitable clients: 195reported
Accounts: 21,420reported
Financial planning clients: 4,500reported
Wrap fee programs: noreported
Custody of client assets: $6.5B for 4,765 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

135 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Robert James DowlingCertified Financial Planner	Westwood, Nj	Jan 3, 2011	29 y	3
Adam Joseph LeoneCertified Financial Planner, Chartered Financial Consultant	Westwood, Nj	Jan 3, 2011	17 y	1
William Emerson HouckCertified Financial Planner, Chartered Financial Consultant	Westwood, Nj	Jan 3, 2011	27 y	4
Thomas Anthony OrecchioCertified Financial Planner, Chartered Financial Consultant	Westwood, Nj	Jan 3, 2011	35 y	1
George Thomas PadulaCertified Financial Planner, Chartered Financial Analyst	Boston, Ma	Jan 6, 2011	28 y	2
Mark Anthony WilloughbyCertified Financial Planner, Chartered Financial Analyst	Atlanta, Ga	Jan 24, 2011	24 y	2
Kelly Ann HenningCertified Financial Planner	Westwood, Nj	Sep 26, 2013	12 y	0
John Joseph CeparanoCertified Financial Planner, Personal Financial Specialist	Inverness, Fl	Jul 7, 2014	32 y	3
Christopher Cory WhiteCertified Financial Planner	Boston, Ma	Jul 21, 2014	14 y	1
Peter John SomichCertified Financial Planner, Chartered Financial Analyst	Boston, Ma	Dec 15, 2014	12 y	0
Brian K SchiessCertified Financial Planner	Westwood, Nj	Mar 4, 2016	12 y	0
Michael David GibneyCertified Financial Planner	New York City, Ny	Aug 2, 2016	26 y	2
Barry Howard KaplanCertified Financial Planner	Atlanta, Ga	Jan 5, 2017	22 y	1
Ryan Lee PopeCertified Financial Planner	Atlanta, Ga	Dec 1, 2017	16 y	2
Brett Vaughn CaldwellCertified Financial Planner	Bountiful, Ut	Dec 19, 2017	12 y	2
Tana L Flores	Atlanta, Ga	Apr 3, 2018	18 y	0
Peter James MckennaCertified Financial Planner	Westwood, Nj	Apr 24, 2018	14 y	1
Jonie Marie ParksCertified Financial Planner	Charlotte, Nc	Jul 2, 2018	33 y	1
Jacob Evan BurlesonCertified Financial Planner	Westwood, Nj	Feb 15, 2019	11 y	0
Stephanie Helen SpiesCertified Financial Planner	New Providence, Nj	Apr 23, 2019	10 y	0
Victoria Mary TejedaCertified Financial Planner	Boston, Ma	Apr 30, 2019	10 y	0
Dina MegretskaiaCertified Financial Planner	Boston, Ma	Jul 24, 2019	10 y	1
Thomas Edward KennedyChartered Financial Analyst	Boston, Ma	Nov 21, 2019	11 y	1
Melissa J BoyerCertified Financial Planner	Charlotte, Nc	Jan 2, 2020	25 y	3
Erica Jane YountCertified Financial Planner, Chartered Financial Analyst	Charlotte, Nc	Jan 2, 2020	10 y	1
Aaron Mark MellmanCertified Financial Planner	Atlanta, Ga	Apr 3, 2020	10 y	1
Elizabeth Lawrence Gavin	Wayne, Pa	Jan 4, 2021	18 y	1
Charles Philip BoinskeChartered Financial Analyst	Westwood, Nj	Jan 4, 2021	42 y	2
Stephen John HaneyChartered Financial Analyst	Wayne, Pa	Jan 4, 2021	13 y	4
Christina Mc Cullough	Westwood, Nj	Jan 4, 2021	24 y	2
Suzanne Reichl Malik	Wayne, Pa	Jan 4, 2021	12 y	1
Andrea Fitzgerald	Wayne, Pa	Jan 4, 2021	16 y	1
Patrick Dennis RunyenCertified Financial Planner, Personal Financial Specialist	Wayne, Pa	Jan 4, 2021	19 y	2
Leslie Ann YoungChartered Financial Consultant	Westwood, Nj	Jan 5, 2021	18 y	2
Shane David PouliotCertified Financial Planner, Chartered Financial Analyst	Charlotte, Nc	Aug 26, 2021	12 y	0
Jeanne Foraste BernardinCertified Financial Planner	Boston, Ma	Sep 22, 2021	17 y	1
Elizabeth Saunders BrozenaCertified Financial Planner	New York, Ny	Jan 3, 2022	11 y	3
Thomas Wood AusfahlCertified Financial Planner	Westwood, Nj	Jan 3, 2022	15 y	1
Bowman Rye ThayerCertified Financial Planner	Boston, Ma	May 4, 2022	14 y	0
Mark David GernerdCertified Financial Planner	Wayne, Pa	May 6, 2022	13 y	2

All 135 advisors at Modera Wealth Management, LLC

Advisor movement

9 left, 27 joined in 12 months

net +18 in 12 months0 left in 90 days12 joined in 90 daysdeparture rate 6.7% of current headcount15 left over 36 months

Left, latest

Andrew Steven Cortese to Modern Wealth Management, LLC
Jun 10, 2026 · RIA to RIA
Alishia Arezou Dubois to Strathmore Capital Advisors
Apr 24, 2026 · RIA to RIA
James Serrano to Ameriprise Financial Services, LLC
Apr 2, 2026 · RIA to affiliated broker-dealer or bank
Jessie Marie Goodwin to Joel Adams And Associates Inc.
Feb 6, 2026 · RIA to RIA
Erica Rohlfing Lyall to Strategic Advisory Partners
Oct 13, 2025 · RIA to RIA
Keith George Andreasen to Lido
Oct 9, 2025 · RIA to RIA
Will Emerick Benner to Focus Partners Wealth, LLC
Sep 29, 2025 · RIA to RIA
Bradley Nelson Burk to Smith Salley Wealth Management
Sep 22, 2025 · RIA to RIA
Samer Eshmawy to Azzad Asset Management, Inc.
Sep 22, 2025 · RIA to RIA
Joseph Lewis Powanda to Range Advisory, LLC
Sep 5, 2025 · RIA to RIA
Hilary Angela Daniel to Motley Fool Wealth Management, LLC
Sep 2, 2025 · RIA to RIA
Feraud Dodard Calixte to Fortitude Financial Planning LLC
Mar 12, 2025 · RIA to a state-registered adviser
Michael Joseph Starkel to Mercer Global Advisors Inc.
Jan 24, 2025 · RIA to RIA
Mark Anthony Rioboli to Webster Street Investment Advisors LLC
Dec 9, 2024 · RIA to RIA
Zachary Michael Palmer to Ark Royal Wealth Management LLC
Mar 6, 2024 · RIA to RIA

Joined, latest

Lee T Cox from Robert W. Baird & Co. Incorporated
Sep 9, 2026 · RIA to RIA
Brett M Ferrari from LPL Financial LLC
Sep 9, 2026 · RIA to RIA
Connor Michael Crayne from Florida Financial Advisors, LLC
Aug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Laura Hamilton Nasca from Truewealth Management
Aug 4, 2026 · Other
Aaron D Lieberman from Marathon Wealth Management, Inc.
Aug 3, 2026 · RIA to RIA
Teigyoku Springer from Sanctuary Advisors, LLC
Jul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
Joseph Glenn Valerio from Northstar Financial Planners, Inc.
Jul 13, 2026 · RIA to RIA
Gary Cristopher Gonzalez from Northstar Financial Planners, Inc.
Jul 9, 2026 · RIA to RIA
Blake Jackson Willis from Mcadam LLC
Jul 7, 2026 · RIA to RIA
Jason Phillip Suway from Goldman Sachs Wealth Services, L.P.
Jul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
John Michael Loper from Lincoln Investment
Jul 6, 2026 · RIA to RIA
Mindy Lynn Cleaveland Neira from Fidelity Personal And Workplace Advisors
Jun 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Allen Page Giese from Northstar Financial Planners, Inc.
Jun 16, 2026 · RIA to RIA
Alexander Lewis Bedford from Florida Financial Advisors, LLC
Jun 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Keith Randall Blumenstock from Pnc Wealth Management
May 18, 2026 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from Northstar Financial Planners, Inc.
Jul 10, 2026 · Plantation, Fl · Firm absorbed
4 joined from Bay Point Wealth
Nov 21, 2024 · Stevensville, Md · Firm absorbed
2 joined from Baldrige Asset Management
Jun 30, 2023 · Allentown, Pa
4 joined from Bernhardt Wealth Management, Inc.
Nov 30, 2022 · Mclean, Va · Firm absorbed
2 joined from Greystone Wealth Advisors LLC
Jan 3, 2022 · Rye, Ny
10 joined from Independence Advisors, LLC
Jan 4, 2021 · Wayne, Pa · Firm absorbed
2 joined from Keatley Wealth Management, LLC
Dec 31, 2019 · Charlotte, Nc
3 joined from Matrix Wealth Advisors, Inc.
Jul 2, 2018 · Monroe, Nc · Firm absorbed

Teams out Teams in

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Modera Alternative Investments, L.P.no longer reported	Private Equity Fund	$135,045	51	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

Joseph John Ceparano · Elected Managercontrol
since 05/2018 · owns less than 5%
Apruzzese Theresa Days · Chief Compliance Officer And Principalcontrol
since 01/2019 · owns less than 5%
Duffell Sarah Dergarabedian · Elected Managercontrol
since 05/2025 · owns less than 5%
Darby Regan Fad · Chief Legal Officercontrol
since 10/2023 · owns less than 5%
Ann Kelly Henning · Elected Managercontrol
since 01/2022 · owns less than 5%
Shelly Kapoor · Chief Operating Officercontrol
since 06/2026 · owns less than 5%
Peter James Kipp · Chief Financial Officercontrol
since 01/2026 · owns less than 5%
Gaurav Mallik · Chief Investment Officercontrol
since 06/2026 · owns less than 5%
Dale Richard Manske · Appointed Managercontrol
since 04/2023 · owns less than 5%
Edward Joseph Mccuine · Presidentcontrol
since 01/2026 · owns less than 5%
Anthony Thomas Orecchio · Elected Manager And Chief Executive Officercontrol
since 11/2010 · owns less than 5%
Thomas George Padula · Elected Managercontrol
since 01/2022 · owns less than 5%
Lynn Harli Palme · Appointed Manager, Chief Operating Officercontrol
since 04/2023 · owns less than 5%
Dennis Patrick Runyen · Elected Managercontrol
since 05/2025 · owns less than 5%
Anthony Mark Willoughby · Elected Managercontrol
since 01/2024 · owns less than 5%
John Michael Ziemer · Elected Managercontrol
since 05/2025 · owns less than 5%
Anthony Thomas Orecchio · Shareholdercontrol
since 03/2000 · owns 25% to 50% of Modera Capital, Inc.
John Benjamin Robins · Appointed Manager
since 05/2023 · owns less than 5%
Jay Ethan Wang · Appointed Manager
since 05/2023 · owns less than 5%
Edward Steven Cortez · Member
since 09/2021 · owns 25% to 50% of Tria Capital Partners Holdings, LLC
Nadinne Yvonne Kanner · Member
since 09/2021 · owns 25% to 50% of Tria Capital Partners Holdings, LLC
John Benjamin Robins · Member
since 09/2021 · owns 25% to 50% of Tria Capital Partners Holdings, LLC

Entity owners

Modera Capital, Inc. · Member
direct · owns 25% to 50%
Bharcap Partners II, LP · Member
indirect · owns 75% or more of Tcp Fund II, LLC
Bharcap Partners, LLC · Manager
indirect · owns F of Bharcap Partners II, LP
Tcp Fund II, LLC · Member
direct · owns 10% to 25%
Tria Asset Holdings A, LLC · Member
direct · owns 10% to 25%
Tria Asset Holdings C, LLC · Member
direct · owns 10% to 25%
Tria Asset Holdings F, LLC · Member
direct · owns 5% to 10%
Tria Capital Partners Assetco, LLC · Member
indirect · owns 75% or more of Tria Asset Holdings A, LLC
Tria Capital Partners Assetco, LLC · Member
indirect · owns 75% or more of Tria Asset Holdings C, LLC
Tria Capital Partners Assetco, LLC · Member
indirect · owns 75% or more of Tria Asset Holdings F, LLC
Tria Capital Partners Holdings, LLC · Member
indirect · owns 75% or more of Tria Capital Partners, LLC
Tria Capital Partners, LLC · Member
indirect · owns 75% or more of Tria Capital Partners Assetco, LLC

Related persons

Schedule D 7.A

Andrew Small
insurancey
Beth Downer
insurancey
Bradford D Burlingham
insurancey
Mollie Swann
insurancey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Westwood, Nj · principal	100	47	3
Asheville, Nc	20	6	0
Charlotte, Nc	18	7	1
Wayne, Pa	16	3	1
Boston, Ma	13	4	0
Atlanta, Ga	9	2	0
Mclean, Va	5	2	1
Annapolis, Md	5	2	0
Inverness, Fl	5	3	1
New York, Ny	4	1	0
Winstonsalem, Nc	4	2	1
Plantation, Fl	3	3	0
New Providence, Nj	3	0	0
Allentown, Pa	3	0	0
Stevensville, Md	3	0	0
Westwood, Ma	2	1	0
State College, Pa	0	0	1

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 6 since 2015, 2 in 24 monthsderived
Advisors acquired: 27derived
Still registered after 90 days: 100% of 24derived
After 180 days: 100% of 24derived
After 365 days: 88% of 24derived
After 730 days: 85% of 20derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Asheville, NC15 employees
Boston, MA12 employees
Atlanta, GA8 employees
Charlotte, NC8 employees
Wayne, PA7 employees
Charlotte, NC6 employees
Mclean, VA6 employees
New York, NY4 employees
Annapolis, MD4 employees
Inverness, FL3 employees
New Providence, NJ3 employees
Allentown, PA2 employees
Asheville, NC2 employees
Tryon, NC2 employees
Westwood, MA2 employees
Winston-Salem, NC2 employees
, 1 employees
Southern Pines, NC1 employees
Stevensville, MD
Rye Brook, NY
Sarasota, FL
St. Petersburg, FL

ADV anomalies

9 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 14, 2026
ZIEMER, MICHAEL, JOHN (ELECTED MANAGER) appeared on Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
DERGARABEDIAN, SARAH, DUFFELL (ELECTED MANAGER) appeared on Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
RUNYEN, PATRICK, DENNIS (ELECTED MANAGER) appeared on Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
Kipp, James, Peter (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
MALLIK, GAURAV (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
Kapoor, Shelly (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
MANSKE, RICHARD, DALE (APPOINTED MANAGER) left Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
PALME, HARLI, LYNN (APPOINTED MANAGER, CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 14, 2026
HENNING, KELLY, ANN (ELECTED MANAGER) left Schedule A between the filings of 2024-10-28 and 2026-09-14
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Aug 17, 2026 to Sep 14, 2026
Succession · false to unset
Aug 17, 2026 to Sep 14, 2026
Accounts · 20,833 to 21,420
Jan 14, 2026 to Mar 18, 2026
Advisory employees · 113 to 106
Jan 14, 2026 to Mar 18, 2026
Charity clients · 62 to 195
Jan 14, 2026 to Mar 18, 2026
Corporate clients · 71 to 84
Jan 14, 2026 to Mar 18, 2026
HNW clients · 3,221 to 3,443
Jan 14, 2026 to Mar 18, 2026
Individual clients · 2,646 to 2,475
Jan 14, 2026 to Mar 18, 2026
Pension plan clients · 106 to 111
Jan 14, 2026 to Mar 18, 2026
Assets in custody · $5.6B to $6.5B
Jan 14, 2026 to Mar 18, 2026
Employees · 219 to 238
Jan 14, 2026 to Mar 18, 2026
State-registered IARs · 121 to 113
Jan 14, 2026 to Mar 18, 2026
Other offices · 28 to 30
Jan 14, 2026 to Mar 18, 2026
Discretionary RAUM · $15B to $17B
Jan 14, 2026 to Mar 18, 2026
HNW RAUM · $13B to $15B
Jan 14, 2026 to Mar 18, 2026
Individual RAUM · $1.1B to $1.1B
Jan 14, 2026 to Mar 18, 2026
Non-discretionary RAUM · $340M to $782M
Jan 14, 2026 to Mar 18, 2026
Pension RAUM · $351M to $397M
Jan 14, 2026 to Mar 18, 2026
RAUM · $16B to $18B
Jan 14, 2026 to Mar 18, 2026
Other offices · 29 to 28
Nov 10, 2025 to Dec 3, 2025
Financial planning clients · More than 500 to More than 500
Mar 24, 2025 to May 8, 2025
Accounts · 18,992 to 20,833
Dec 4, 2024 to Mar 24, 2025
Advisory employees · 100 to 113
Dec 4, 2024 to Mar 24, 2025
Charity clients · 68 to 62
Dec 4, 2024 to Mar 24, 2025
Corporate clients · 63 to 71
Dec 4, 2024 to Mar 24, 2025
HNW clients · 2,807 to 3,221
Dec 4, 2024 to Mar 24, 2025
Individual clients · 2,649 to 2,646
Dec 4, 2024 to Mar 24, 2025
Pension plan clients · 97 to 106
Dec 4, 2024 to Mar 24, 2025
Assets in custody · $2.9B to $5.6B
Dec 4, 2024 to Mar 24, 2025
Employees · 200 to 219
Dec 4, 2024 to Mar 24, 2025
State-registered IARs · 106 to 121
Dec 4, 2024 to Mar 24, 2025
Other offices · 26 to 29
Dec 4, 2024 to Mar 24, 2025
Discretionary RAUM · $12B to $15B
Dec 4, 2024 to Mar 24, 2025
HNW RAUM · $11B to $13B
Dec 4, 2024 to Mar 24, 2025
Individual RAUM · $1.1B to $1.1B
Dec 4, 2024 to Mar 24, 2025
Non-discretionary RAUM · $347M to $340M
Dec 4, 2024 to Mar 24, 2025
Pension RAUM · $119M to $351M
Dec 4, 2024 to Mar 24, 2025
RAUM · $13B to $16B
Dec 4, 2024 to Mar 24, 2025
Other offices · 21 to 26
Oct 28, 2024 to Dec 4, 2024
Other offices · 20 to 21
Mar 26, 2024 to Jul 1, 2024

Signals

60 dated events

Northstar Financial Planners, Inc.'s advisors moved to Modera Wealth Management, LLC (Plantation, FL): 3 of 3 registered, on the same day
Jul 10, 2026 · Firm absorbed (people side) · derived
Andrew Steven Cortese left Modera Wealth Management, Llc for Modern Wealth Management, Llc (registered 2026-07-07)
Jun 10, 2026 · Advisor changed firm · fact
Alishia Arezou Dubois left Modera Wealth Management, Llc for Strathmore Capital Advisors (registered 2026-08-23)
Apr 24, 2026 · Advisor changed firm · fact
James Serrano left Modera Wealth Management, Llc for Ameriprise Financial Services, Llc (registered 2026-08-24)
Apr 2, 2026 · Advisor changed firm · fact
Jessie Marie Goodwin left Modera Wealth Management, Llc for Joel Adams And Associates Inc. (registered 2026-02-26)
Feb 6, 2026 · Advisor changed firm · fact
Erica Rohlfing Lyall left Modera Wealth Management, Llc for Strategic Advisory Partners (registered 2025-10-14)
Oct 13, 2025 · Advisor changed firm · fact
Keith George Andreasen left Modera Wealth Management, Llc for Lido (registered 2025-10-17)
Oct 9, 2025 · Advisor changed firm · fact
Will Emerick Benner left Modera Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2025-11-04)
Sep 29, 2025 · Advisor changed firm · fact
Bradley Nelson Burk left Modera Wealth Management, Llc for Smith Salley Wealth Management (registered 2025-09-25)
Sep 22, 2025 · Advisor changed firm · fact
Samer Eshmawy left Modera Wealth Management, Llc for Azzad Asset Management, Inc. (registered 2025-12-16)
Sep 22, 2025 · Advisor changed firm · fact
Joseph Lewis Powanda left Modera Wealth Management, Llc for Range Advisory, Llc (registered 2025-09-11)
Sep 5, 2025 · Advisor changed firm · fact
Hilary Angela Daniel left Modera Wealth Management, Llc for Motley Fool Wealth Management, Llc (registered 2025-09-29)
Sep 2, 2025 · Advisor changed firm · fact
Feraud Dodard Calixte left Modera Wealth Management, Llc for Fortitude Financial Planning Llc (registered 2025-07-01)
Mar 12, 2025 · Advisor changed firm · fact
Michael Joseph Starkel left Modera Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2025-02-04)
Jan 24, 2025 · Advisor changed firm · fact
Mark Anthony Rioboli left Modera Wealth Management, Llc for Webster Street Investment Advisors Llc (registered 2025-02-05)
Dec 9, 2024 · Advisor changed firm · fact
Modera Wealth Management, Llc reported 26 offices beyond its principal office, up from 21 (2024-10-28 to 2024-12-04)
Dec 4, 2024 · Office count change · derived
Bay Point Wealth's advisors moved to Modera Wealth Management, LLC (Stevensville, MD): 4 of 4 registered, on the same day
Nov 21, 2024 · Firm absorbed (people side) · derived
Modera Wealth Management, Llc reported RAUM $12.5B, up 84% from $6.8B (2024-01-05 to 2024-03-26)
Mar 26, 2024 · RAUM change · derived
Modera Wealth Management, Llc reported 106 state-registered advisory representatives, up from 70 (2024-01-05 to 2024-03-26)
Mar 26, 2024 · Advisor headcount change · derived
Zachary Michael Palmer left Modera Wealth Management, Llc for Ark Royal Wealth Management Llc (registered 2024-03-07)
Mar 6, 2024 · Advisor changed firm · fact
R. Karen Keatley (Elected Manager) no longer on Schedule A of Modera Wealth Management, Llc (listed 2023-12-01, absent 2024-01-05)
Jan 5, 2024 · Control person left · inference
Joel Gordon Bernhardt (Appointed Manager) no longer on Schedule A of Modera Wealth Management, Llc (listed 2023-12-01, absent 2024-01-05)
Jan 5, 2024 · Control person left · inference
Anthony Mark Willoughby (Appointed Manager) appeared on Schedule A of Modera Wealth Management, Llc
Jan 5, 2024 · Control person joined · fact
Patrick Kevin Sweeney (Chief Legal Officer) no longer on Schedule A of Modera Wealth Management, Llc (listed 2023-07-21, absent 2023-10-02)
Oct 2, 2023 · Control person left · inference
Darby Regan Fad (Chief Legal Officer) appeared on Schedule A of Modera Wealth Management, Llc
Oct 2, 2023 · Control person joined · fact
Edward Joseph Mccuine (Chief Financial Officer) appeared on Schedule A of Modera Wealth Management, Llc
Oct 2, 2023 · Control person joined · fact
Lori Katherine Pilon left Modera Wealth Management, Llc for U.S. Bancorp Investments, Inc. (registered 2023-10-26)
Jul 21, 2023 · Advisor changed firm · fact
2 advisors left Baldrige Asset Management (Allentown, PA) for Modera Wealth Management, LLC on the same day
Jun 30, 2023 · Team lift-out · derived
Modera Wealth Management, Llc reported 23 offices beyond its principal office, up from 11 (2023-04-20 to 2023-05-24)
May 24, 2023 · Office count change · derived
Philip Charles Boinske (Member, Appointed Manager) no longer on Schedule A of Modera Wealth Management, Llc (listed 2023-04-20, absent 2023-05-24)
May 24, 2023 · Control person left · inference

Across DFX

shared identifiers only, never a name match

Modera Wealth Management, LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 201-722-5555reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 201-768-4600reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 336-659-0050reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/modera-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: moderawealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (201) 768-4600reportedpublic record, Form ADV, Sep 14, 2026
Contact form: moderawealth.com/get-in-touchreportedpublished by the firm, firm site, Sep 15, 2026
Team page: moderawealth.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $131Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026