DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barbara Rachel Hollis
Feed of 09/14/2026
Also filed as Barbara Hollis Shingler
At current firm
0 y
since Jan 7, 2026
In the industry
34 y
since Jul 28, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Holistic Planners state registered currentsince Jan 7, 2026 · Washington, Dc
- Archer Investment Corporation independent RIANov 12, 2020 to Dec 8, 2023 · Carmel, In
- Thrivent Investment Management Inc. BD affiliatedAug 7, 2017 to Jul 17, 2020 · Baltimore, Md
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerFeb 15, 2007 to Dec 16, 2008 · Bel Air, Md
- Ameriprise Financial Services, LLC national BDSep 28, 2004 to Jan 24, 2007 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- Archer Investment Corporation to Holistic Plannersleft Dec 8, 2023, registered Jan 7, 2026 (761 days) · RIA to a state-registered adviser
- Thrivent Investment Management Inc. to Archer Investment Corporationleft Jul 17, 2020, registered Nov 12, 2020 (118 days) · Affiliated broker-dealer or bank to independent RIA
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Thrivent Investment Management Inc.left Dec 16, 2008, registered Aug 7, 2017 (3156 days) · Other
- Ameriprise Financial Services, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jan 24, 2007, registered Feb 15, 2007 (22 days) · Other
Signals
- Barbara Rachel Hollis left Archer Investment Corporation for Holistic Planners (registered 2026-01-07)Dec 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address