J•••• P•••••• G••••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 19, 2024 · Aiken, Sc
• W••••••• F•••••••• S•••••••• I••• former
  Jun 22, 2006 to Jan 19, 2024 · Boca Raton, Fl
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jan 7, 2005 to Jun 26, 2006 · Boca Raton, Fl
• E•••••••• A•••••••• L•• national BD
  Feb 20, 1992 to Dec 10, 2004 · Boca Raton, Fl

• W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
  left Jun 26, 2006, registered Jun 22, 2006 (-4 days) · Other
• E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Dec 10, 2004, registered Jan 7, 2005 (28 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address