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Registered advisor
W•••••• J•••• O•••••
Feed of 09/14/2026
Also filed as W•••••• J•••• O•••••
At current firm
0 y
since Jan 9, 2026
In the industry
32 y
since Dec 1, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• F••••••••• L•• BD affiliated currentsince Jan 9, 2026 · Parsippany, Nj
- S••••• F•••••••• R•••••••• I•• formerJun 13, 2002 to Sep 20, 2018 · Parsippany, Nj
- S••••• E••••••• I•• formerJun 5, 2002 to Dec 27, 2018 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••• E••••••• I•• to S••••• F•••••••• R•••••••• I••left Dec 27, 2018, registered Jun 13, 2002 (-6041 days) · corporate re-registration, not a move
- S••••• F•••••••• R•••••••• I•• to S••••• F••••••••• L••left Sep 20, 2018, registered Jan 9, 2026 (2668 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address