DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Joseph Groebl
Feed of 09/14/2026
Also filed as R Joseph Groebl
At current firm
0 y
since Dec 19, 2025
In the industry
34 y
since Apr 20, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- United Capital Financial Advisors independent RIA currentsince Dec 19, 2025 · Leawood, Ks
- Onedigital institutionalNov 20, 2015 to Jan 7, 2026 · Overland Park, Ks
- V Wealth Advisors LLC formerMay 26, 2010 to Jan 3, 2017 · Overland Park, Ks
- Morgan Stanley wirehouseJun 1, 2009 to May 10, 2010 · Kansas City, Mo
- Citigroup Global Markets Inc. BD affiliatedNov 1, 1995 to Jun 1, 2009 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Onedigital to United Capital Financial Advisorsleft Jan 7, 2026, registered Dec 19, 2025 (-19 days) · Other · moved with a team
- V Wealth Advisors LLC to Onedigitalleft Jan 3, 2017, registered Nov 20, 2015 (-410 days) · Other · moved with a team
- Morgan Stanley to V Wealth Advisors LLCleft May 10, 2010, registered May 26, 2010 (16 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Richard Joseph Groebl left Onedigital for United Capital Financial Advisors (registered 2025-12-19)Jan 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address