RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• S•••••
- I••••••••• S•••••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Jan 6, 2025 · Williamsville, Ny
- B••••••••• A•••• M••••••••• L•• i••••••••• wealthFeb 18, 2020 to Jan 6, 2025 · Williamsville, Ny
- C••••••• S••••••••• I••• BD affiliatedJul 20, 2016 to Jan 3, 2020 · Depew, Ny
- B••••••••• A•••• M••••••••• L•• to I••••••••• S•••••••• W••••• M••••••••• L••left Jan 6, 2025, registered Jan 6, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••••• S••••••••• I••• to B••••••••• A•••• M••••••••• L••left Jan 3, 2020, registered Feb 18, 2020 (46 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• R•••••• S••••• left B••••••••• A•••• M••••••••• L•• for I••••••••• S•••••••• W••••• M••••••••• L•• (registered 2025-01-06)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address