DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Blackridge Asset Management, LLC
Latest filing May 18, 2026
First filing on the tape Aug 26, 2015 · 84 filings
SEC status approved since Jul 8, 2016
RAUM
$370M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
97%
$359M individuals and HNW
Advisors
70
registered through the firm on IAPD
RAUM per advisor
$5.3M
derived; firm RAUM over IAPD count
Employees
72
67 advisory (5.B.1)
Offices
60
beyond the principal office
Private funds
0
reported on Schedule D
History
84 filings and snapshots on the tape
RAUM$370M as of May 18, 2026
Mar 27, 2017$10.9M then
HNW client RAUM$226M as of May 18, 2026
Jan 26, 2018$4.4M then
State-registered IARs (5.B.3)72 as of May 18, 2026
Mar 27, 20173 then
Employees (5.A)72 as of May 18, 2026
Mar 27, 20174 then
Private funds: no history
RAUM +88% over the last fiscal year+37% a year over threeIARs 59 to 72
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $5.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $432,152derivedHNW RAUM over HNW clients
- Average account
- $242,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived61 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person acts as qualified custodian (9.D.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$226M61%
- Individuals$133M36%
- Corporations and businesses$8.8M2.4%
- Pension and profit-sharing plans$829,5620.2%
- Charitable organizations$742,1070.2%
- Individual clients
- 978reported
- HNW clients
- 524reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,529reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=49.0derived
Advisors registered through the firm
68 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Denise J Nostrom | Jupiter, Fl | Jul 13, 2016 | 35 y | 2 |
| Brian Lee Breisinger | Jupiter, Fl | Jul 28, 2016 | 26 y | 1 |
| David Christopher Malone | St. Louis, Mo | Aug 2, 2016 | 23 y | 3 |
| Jeffrey Robert Boron | Jupiter, Fl | Aug 29, 2016 | 23 y | 3 |
| Dennis Biagio Pellegrini | Wyomissing, Pa | Aug 30, 2016 | 34 y | 1 |
| Bryan Keith Kaarlsen | San Antonio, Tx | Sep 1, 2016 | 26 y | 4 |
| Nathan Ramos | Miami, Fl | Feb 23, 2017 | 13 y | 1 |
| James Dale Kraatz | Jupiter, Fl | Mar 21, 2017 | 35 y | 3 |
| Stacy Ann Calder | Jupiter, Fl | Mar 21, 2017 | 25 y | 3 |
| Robert Richard Lauro | Jupiter, Fl | Apr 11, 2017 | 30 y | 0 |
| Denny Artache | Port St Lucie, Fl | May 4, 2017 | 31 y | 6 |
| Dion Rey Padilla | San Antonio, Tx | May 10, 2017 | 24 y | 3 |
| Kathleen M Donnelly | Jupiter, Fl | Jun 2, 2017 | 28 y | 3 |
| Scott Alan TankerChartered Financial Consultant | Jupiter, Fl | Jun 8, 2017 | 34 y | 4 |
| Cheryl Ann Ciaglia | Sarasota, Fl | Nov 8, 2017 | 41 y | 2 |
| Kenneth Lowell Cook | Bryan, Tx | Jan 31, 2018 | 41 y | 6 |
| Kevin Bradford Geiger | Daniel Island, Sc | Mar 13, 2018 | 15 y | 5 |
| Anthony Scott Dietrich | Jupiter, Fl | May 1, 2018 | 30 y | 1 |
| Omar Rasmi ShalabiCertified Financial Planner | Columbia, Sc | May 4, 2018 | 29 y | 2 |
| Ernesto Guadalupe Mendoza | El Paso, Tx | Oct 4, 2018 | 12 y | 2 |
| Scot Brian Ahearn | Jupiter, Fl | Jan 7, 2019 | 39 y | 3 |
| Tonya Lee Cooper | Jupiter, Fl | Apr 10, 2019 | 18 y | 1 |
| Charles A MassieCertified Financial Planner | Fort Myers, Fl | Jun 26, 2019 | 29 y | 1 |
| William Allie Hurley | Ann Arbor, Mi | Aug 29, 2019 | 27 y | 3 |
| Gehad Mohamed Youssef | Maumee, Oh | Sep 19, 2019 | 32 y | 2 |
| Mark Andrew RupoloPersonal Financial Specialist | Jupiter, Fl | Oct 15, 2019 | 36 y | 1 |
| Dennis M PalmeriniCertified Financial Planner | Burlington, Ma | Dec 24, 2019 | 19 y | 3 |
| Ruth Currie Ladas | Fort Myers, Fl | May 21, 2020 | 15 y | 1 |
| Kevin Alan Snow | Jackson, Mi | Sep 15, 2020 | 22 y | 1 |
| Joseph Anthony GruttaCertified Financial Planner | Jupiter, Fl | Dec 7, 2020 | 33 y | 4 |
| Philip Gerard Ferraro | Jackson, Mi | Jan 21, 2021 | 10 y | 3 |
| Kelly Joseph Bowling | Jupiter, Fl | Mar 8, 2021 | 32 y | 1 |
| Gregory Lee Petrie | Jupiter, Fl | Mar 11, 2021 | 30 y | 4 |
| Viktoria Kovacova WilsonCertified Financial Planner | Ann Arbor, Mi | Jun 4, 2021 | 12 y | 0 |
| Shannon Teresa Loughery | Jupiter, Fl | Jun 10, 2021 | 30 y | 1 |
| Charles Salvatore Sperrazza | Williamsville, Ny | Aug 2, 2021 | 11 y | 0 |
| Kayla Elizabeth Boron | Jupiter, Fl | Sep 20, 2021 | 11 y | 0 |
| Lisa Michelle AvenevoliCertified Financial Planner | Jupiter, Fl | Sep 27, 2021 | 26 y | 1 |
| Christina M. Hand | Jupiter, Fl | Oct 4, 2021 | 22 y | 0 |
| Charles Marc Wilner | Jupiter, Fl | Jan 28, 2022 | 28 y | 6 |
Advisor movement
4 left, 6 joined in 12 months
net +2 in 12 months2 left in 90 days1 joined in 90 daysdeparture rate 5.7% of current headcount22 left over 36 months
Left, latest
- Richard A Fertig to Blue Monarch Financial Inc.Sep 9, 2026 · RIA to a state-registered adviser
- Jason Allen Stewart to Independent Solutions Wealth Management, LLCSep 4, 2026 · RIA to RIA
- James Anthony Cook to Independent Solutions Wealth Management, LLCMay 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brittney A Broich to Planmember Securities CorporationFeb 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Trevor Cahill to Countryside Financial LLCSep 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Patrick D Sheelar to Countryside Financial LLCSep 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Abbey Gwin to Countryside Financial LLCSep 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Ricardo Eduardo Harmsen to Kingswood Wealth Advisors, LLCMar 21, 2025 · Affiliated broker-dealer or bank to another
- Stephen Francis Grisko to Independent Solutions Wealth Management, LLCJan 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Rohn Harrison Pierce to Independent Solutions Wealth Management, LLCJan 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michael Richard Shaver to Independent Solutions Wealth Management, LLCJan 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ronald J Waskow to Independent Solutions Wealth Management, LLCJan 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jeanne L Hill to Harvest Portfolio Management, LLCAug 27, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael Sean Primo to Dempsey Lord Smith, LLCAug 23, 2024 · Affiliated broker-dealer or bank to independent RIA
- Russell Owen to Gray Lake AdvisorsAug 14, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
Joined, latest
- Richard A Fertig from Copley Financial Group, Inc.Jun 23, 2026 · RIA to RIA
- Zachary Chapman Gerrells from Dempsey Lord Smith, LLCMay 26, 2026 · RIA to RIA
- Andrew Stephen Rodgers from Dempsey Lord Smith, LLCMay 26, 2026 · RIA to RIA
- Ellis Charles Regini from Regal Investment Advisors LLCApr 21, 2026 · Affiliated broker-dealer or bank to another
- Timothy Michael Eckel from Dempsey Lord Smith, LLCJan 7, 2026 · RIA to affiliated broker-dealer or bank
- Christian Gabriel Taylor from Next Financial Group, Inc.Oct 27, 2025 · Affiliated broker-dealer or bank to another
- Brittney A Broich from Edward JonesSep 16, 2025 · Affiliated broker-dealer or bank to another
- James Gordon Durso from Cadaret Grant & Co IncAug 11, 2025 · Affiliated broker-dealer or bank to another
- Janice Ann Webb Lavin from Next Financial Group, Inc.Aug 5, 2025 · Affiliated broker-dealer or bank to another
- Linda Michelle Sherman from Cheviot Value Management, LLCJul 29, 2025 · RIA to affiliated broker-dealer or bank
- Joy Prefer Cohen from Cheviot Value Management, LLCJul 29, 2025 · RIA to affiliated broker-dealer or bank
- Alexander Jackson Long from Silver Grove Advisory ServicesApr 4, 2025 · RIA to affiliated broker-dealer or bank
- Peter Apostolos Kotos from LPL Financial LLCJan 7, 2025 · RIA to affiliated broker-dealer or bank
- Lisabeth Morgan Schiller from Gold Coast Securities, Inc.Jan 1, 2025 · Other
- Kevin Ray Chancellor from Edward JonesJan 1, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Countryside Financial LLCSep 2, 2025 · Jupiter, Fl
- 3 left for Independent Solutions Wealth Management, LLCJan 6, 2025 · Jupiter, Fl
- 2 joined from Dempsey Lord Smith, LLCJan 21, 2026 · Rome, Ga
- 2 joined from Cheviot Value Management, LLCJul 23, 2025 · Beverly Hills, Ca
- 3 joined from Gold Coast Securities, Inc.May 31, 2024 · Burbank, Ca
- 2 joined from Gwn Securities Inc.Aug 2, 2019 · Weston, Fl
- 2 joined from Next Financial Group, Inc.Feb 22, 2017 · San Antonio, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brian Christopher Mueller · Chief Operations Officercontrolsince 03/2023 · owns less than 5%
- Levert David Phillips · Chief Information Security Officercontrolsince 02/2023 · owns less than 5%
- Mark Matthew Reynolds · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Mary Regina Rudnick · President/Chief Executive Officercontrolsince 02/2023 · owns less than 5%
Entity owners
- Peak Reps, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Peak Brokerage Services, LLCbroker-dealern
- Top Advisors Groupreal estaten
Advisers that list Blackridge Asset Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jupiter, Fl · principal | 62 | 7 | 1 | ||
| Williamsville, Ny | 6 | 1 | 0 | ||
| Fort Myers, Fl | 3 | 0 | 0 | ||
| San Antonio, Tx | 3 | 0 | 0 | ||
| Burbank, Ca | 3 | 0 | 0 | ||
| Jackson, Mi | 2 | 0 | 0 | ||
| Shelby Township, Mi | 2 | 0 | 0 | ||
| Gainesville, Va | 2 | 0 | 0 | ||
| Ann Arbor, Mi | 2 | 0 | 0 | ||
| Dawsonville, Ga | 2 | 2 | 0 | ||
| Fairfield, Ct | 0 | 0 | 1 | ||
| Boca Raton, Fl | 0 | 0 | 0 | ||
| Edisto Island, Sc | 0 | 0 | 1 | ||
| Greensburg, Pa | 0 | 0 | 0 | ||
| Middletown, Ct | 0 | 0 | 0 | ||
| Pittsboro, Nc | 0 | 0 | 0 | ||
| Sherwood, Or | 0 | 0 | 1 | ||
| Weston, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA4 employees
- , 2 employees
- San Antonio, TX2 employees
- San Antonio, TX2 employees
- Shelby Township, MI2 employees
- Williamsville, NY2 employees
- Gainesville, VA1 employees
- Maple Shade, NJ1 employees
- Melbourne, FL1 employees
- Mount Pleasant, SC1 employees
- Boca Raton, FL1 employees
- Williamsville, NY1 employees
- Williamsville, NY1 employees
- Wyomissing, PA1 employees
- Sherwood, OR1 employees
- St. Louis, MO1 employees
- Ann Arbor, MI1 employees
- Burlington, MA1 employees
- Edisto Island, SC1 employees
- Fort Myers, FL1 employees
- Fort Worth, TX1 employees
What changed
consecutive filings, newest first
- RAUM · $197M to $370MApr 6, 2026 to May 18, 2026
- Accounts · 826 to 1,529Apr 6, 2026 to May 18, 2026
- Advisory employees · 59 to 67Apr 6, 2026 to May 18, 2026
- BD registered reps · 53 to 49Apr 6, 2026 to May 18, 2026
- Corporate clients · 11 to 21Apr 6, 2026 to May 18, 2026
- HNW clients · 36 to 524Apr 6, 2026 to May 18, 2026
- Individual clients · 640 to 978Apr 6, 2026 to May 18, 2026
- Employees · 59 to 72Apr 6, 2026 to May 18, 2026
- State-registered IARs · 59 to 72Apr 6, 2026 to May 18, 2026
- Discretionary RAUM · $182M to $310MApr 6, 2026 to May 18, 2026
- HNW RAUM · $63.2M to $226MApr 6, 2026 to May 18, 2026
- Individual RAUM · $122M to $133MApr 6, 2026 to May 18, 2026
- Non-discretionary RAUM · $14.4M to $60.7MApr 6, 2026 to May 18, 2026
- Pension RAUM · unset to 829562.0Apr 6, 2026 to May 18, 2026
- Financial planning clients · 51-100 to 51-100Apr 1, 2025 to May 6, 2025
- Accounts · 853 to 826Feb 14, 2025 to Apr 1, 2025
- Advisory employees · 80 to 59Feb 14, 2025 to Apr 1, 2025
- BD registered reps · 69 to 53Feb 14, 2025 to Apr 1, 2025
- HNW clients · 26 to 36Feb 14, 2025 to Apr 1, 2025
- Individual clients · 816 to 640Feb 14, 2025 to Apr 1, 2025
- Employees · 80 to 59Feb 14, 2025 to Apr 1, 2025
- State-registered IARs · 80 to 59Feb 14, 2025 to Apr 1, 2025
- Other offices · 61 to 60Feb 14, 2025 to Apr 1, 2025
- Discretionary RAUM · $172M to $182MFeb 14, 2025 to Apr 1, 2025
- HNW RAUM · $61.4M to $63.2MFeb 14, 2025 to Apr 1, 2025
- Individual RAUM · $113M to $122MFeb 14, 2025 to Apr 1, 2025
- RAUM · $187M to $197MFeb 14, 2025 to Apr 1, 2025
- Related insurance company · false to trueMay 23, 2024 to Feb 14, 2025
- Accounts · 806 to 853Jun 28, 2023 to Mar 28, 2024
- Corporate clients · 3 to 11Jun 28, 2023 to Mar 28, 2024
- HNW clients · 47 to 26Jun 28, 2023 to Mar 28, 2024
- Individual clients · 600 to 816Jun 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $140M to $172MJun 28, 2023 to Mar 28, 2024
- HNW RAUM · $3.3M to $61.4MJun 28, 2023 to Mar 28, 2024
- Individual RAUM · $132M to $113MJun 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $2.9M to $14.4MJun 28, 2023 to Mar 28, 2024
- RAUM · $143M to $187MJun 28, 2023 to Mar 28, 2024
- Accounts · 4,504 to 806Mar 8, 2023 to Mar 31, 2023
- Corporate clients · unset to 3.0Mar 8, 2023 to Mar 31, 2023
- HNW clients · 31 to 47Mar 8, 2023 to Mar 31, 2023
Signals
60 dated events
- Malachi Cattanach registered as an investment adviser representative at Blackridge Asset Management, LlcSep 15, 2026 · Advisor registered · fact
- Richard A Fertig left Blackridge Asset Management, Llc for Blue Monarch Financial Inc. (registered 2026-09-08)Sep 9, 2026 · Advisor changed firm · fact
- Jason Allen Stewart left Blackridge Asset Management, Llc for Independent Solutions Wealth Management, Llc (registered 2025-12-18)Sep 4, 2026 · Advisor changed firm · fact
- Blackridge Asset Management, Llc reported RAUM $370.3M, up 88% from $196.8M (2026-04-06 to 2026-05-18)May 18, 2026 · RAUM change · derived
- Blackridge Asset Management, Llc reported 72 state-registered advisory representatives, up from 59 (2026-04-06 to 2026-05-18)May 18, 2026 · Advisor headcount change · derived
- James Anthony Cook left Blackridge Asset Management, Llc for Independent Solutions Wealth Management, Llc (registered 2026-06-18)May 13, 2026 · Advisor changed firm · fact
- Brittney A Broich left Blackridge Asset Management, Llc for Planmember Securities Corporation (registered 2026-01-29)Feb 3, 2026 · Advisor changed firm · fact
- 2 advisors left Dempsey Lord Smith, LLC (Rome, GA) for Blackridge Asset Management, LLC on the same dayJan 21, 2026 · Team lift-out · derived
- Patrick D Sheelar left Blackridge Asset Management, Llc for Countryside Financial Llc (registered 2025-08-05)Sep 2, 2025 · Advisor changed firm · fact
- Trevor Cahill left Blackridge Asset Management, Llc for Countryside Financial Llc (registered 2025-08-05)Sep 2, 2025 · Advisor changed firm · fact
- Abbey Gwin left Blackridge Asset Management, Llc for Countryside Financial Llc (registered 2025-08-05)Sep 2, 2025 · Advisor changed firm · fact
- 3 advisors left Blackridge Asset Management, LLC (Jupiter, FL) for Countryside Financial LLC on the same daySep 2, 2025 · Team lift-out · derived
- 2 advisors left Cheviot Value Management, LLC (Beverly Hills, CA) for Blackridge Asset Management, LLC on the same dayJul 23, 2025 · Team lift-out · derived
- Blackridge Asset Management, Llc reported 59 state-registered advisory representatives, down from 80 (2025-02-14 to 2025-04-01)Apr 1, 2025 · Advisor headcount change · derived
- Ricardo Eduardo Harmsen left Blackridge Asset Management, Llc for Kingswood Wealth Advisors, Llc (registered 2025-02-28)Mar 21, 2025 · Advisor changed firm · fact
- Stephen Francis Grisko left Blackridge Asset Management, Llc for Independent Solutions Wealth Management, Llc (registered 2025-01-24)Jan 23, 2025 · Advisor changed firm · fact
- Rohn Harrison Pierce left Blackridge Asset Management, Llc for Independent Solutions Wealth Management, Llc (registered 2025-01-08)Jan 7, 2025 · Advisor changed firm · fact
- Michael Richard Shaver left Blackridge Asset Management, Llc for Independent Solutions Wealth Management, Llc (registered 2025-01-06)Jan 6, 2025 · Advisor changed firm · fact
- Ronald J Waskow left Blackridge Asset Management, Llc for Independent Solutions Wealth Management, Llc (registered 2025-01-06)Jan 6, 2025 · Advisor changed firm · fact
- 3 advisors left Blackridge Asset Management, LLC (Jupiter, FL) for Independent Solutions Wealth Management, LLC a day apartJan 6, 2025 · Team lift-out · derived
- Jeanne L Hill left Blackridge Asset Management, Llc for Harvest Portfolio Management, Llc (registered 2024-08-20)Aug 27, 2024 · Advisor changed firm · fact
- Michael Sean Primo left Blackridge Asset Management, Llc for Dempsey Lord Smith, Llc (registered 2024-08-26)Aug 23, 2024 · Advisor changed firm · fact
- Russell Owen left Blackridge Asset Management, Llc for Gray Lake Advisors (registered 2024-10-30)Aug 14, 2024 · Advisor changed firm · fact
- Itziar Ramos left Blackridge Asset Management, Llc for Tlg Advisors, Inc. (registered 2026-01-05)Jun 6, 2024 · Advisor changed firm · fact
- 3 advisors left Gold Coast Securities, Inc. (Burbank, CA) for Blackridge Asset Management, LLC on the same dayMay 31, 2024 · Team lift-out · derived
- Joshua Jon Perkins left Blackridge Asset Management, Llc for Dewitt And Dunn Financial Services, Llc (registered 2024-01-23)Mar 20, 2024 · Advisor changed firm · fact
- David Jason Smith left Blackridge Asset Management, Llc for Osaic Wealth, Inc. (registered 2024-12-05)Nov 7, 2023 · Advisor changed firm · fact
- Gianna Mary Campo left Blackridge Asset Management, Llc for Sound Income Strategies, Llc (registered 2025-03-03)Oct 12, 2023 · Advisor changed firm · fact
- Joseph Henry Lux left Blackridge Asset Management, Llc for Gradient Advisors, Llc (registered 2024-08-07)Oct 6, 2023 · Advisor changed firm · fact
- Norman Stanley Batansky left Blackridge Asset Management, Llc for Independence Square Holdings, Llc (registered 2026-01-01)Oct 6, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 561-641-5050reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026