RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G••••• F••••••
- B•••••••• W••••• P••••••• independent RIA currentsince Oct 9, 2025 · Boulder, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 12, 2021 to Oct 2, 2025 · Boulder, Co
- B• S•••• A•••• Y••• M•••• L•• unclassifiedDec 20, 2019 to Mar 19, 2021 · Englewood, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B•••••••• W••••• P•••••••left Oct 2, 2025, registered Oct 9, 2025 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- B• S•••• A•••• Y••• M•••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 19, 2021, registered Apr 12, 2021 (24 days) · Other
- D•••• G••••• F•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for B•••••••• W••••• P••••••• (registered 2025-10-09)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address