RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• W••• E••••
- F• L• P••••• I••••••••• M••••••••• C•• independent RIA currentsince Jan 12, 2026 · Wolfeboro, Nh
- R•• W••••• P••••••• independent RIAFeb 7, 2024 to Apr 16, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Dec 8, 2023 · Boston, Ma
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 27, 2005 to Mar 28, 2007 · Merrimack, Nh
- S•••••••• A••••••• L•• national BDSep 16, 1994 to Jul 13, 2018 · Merrimack, Nh
- R•• W••••• P••••••• to F• L• P••••• I••••••••• M••••••••• C••left Apr 16, 2025, registered Jan 12, 2026 (271 days) · RIA to RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to R•• W••••• P•••••••left Dec 8, 2023, registered Feb 7, 2024 (61 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Jul 13, 2018, registered Apr 27, 2005 (-4825 days) · Other · moved with a team
- F••••••• P••••••• T•••• C••••••• F•• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 28, 2007, registered Jul 13, 2018 (4125 days) · Other
- G•••••• W••• E•••• left R•• W••••• P••••••• for F• L• P••••• I••••••••• M••••••••• C•• (registered 2026-01-12)Apr 16, 2025 · Advisor changed firm · fact
- G•••••• W••• E•••• left F••••••• P••••••• A•• W•••••••• A••••••• for R•• W••••• P••••••• (registered 2024-02-07)Dec 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address