RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• M•••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Sep 15, 2025 · Dallas, Tx
- H••••• F••••• O••••• L•• formerSep 11, 2019 to Jan 22, 2026 · Miami, Fl
- A•••••• A••••••• L•• independent RIAFeb 26, 2014 to Jun 11, 2019 · Miami, Fl
- C••••• S••••• P•••••• A••••••• formerApr 22, 2006 to Jul 28, 2008 · Miami, Fl
- H••••• F••••• O••••• L•• to L•••• F••• A••••••• S•••••••left Jan 22, 2026, registered Sep 15, 2025 (-129 days) · Other · moved with a team
- A•••••• A••••••• L•• to H••••• F••••• O••••• L••left Jun 11, 2019, registered Sep 11, 2019 (92 days) · Other
- C••••• S••••• P•••••• A••••••• to A•••••• A••••••• L••left Jul 28, 2008, registered Feb 26, 2014 (2039 days) · Other
- G••••••• M••••• left H••••• F••••• O••••• L•• for L•••• F••• A••••••• S••••••• (registered 2025-09-15)Jan 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address