RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• M••••••• K••••
- U••••• C•••••• M••••••••• O• K•••••• I••• independent RIA currentsince Jan 20, 2012 · Salina, Ks
- S••••• A••• A•••• M••••••••• I••• formerOct 25, 2005 to Sep 9, 2015 · Salina, Ks
- S•••••• A••• • L••••• I••• unclassifiedJan 27, 2004 to Feb 27, 2004 · Salina, Ks
- W•••••• • R••• formerJul 1, 1997 to Jan 26, 2004 · Salina, Ks
- S••••• A••• A•••• M••••••••• I••• to U••••• C•••••• M••••••••• O• K•••••• I•••left Sep 9, 2015, registered Jan 20, 2012 (-1328 days) · Other · moved with a team
- S•••••• A••• • L••••• I••• to S••••• A••• A•••• M••••••••• I•••left Feb 27, 2004, registered Oct 25, 2005 (606 days) · Other
- W•••••• • R••• to S•••••• A••• • L••••• I•••left Jan 26, 2004, registered Jan 27, 2004 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address