DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U••••• C•••••• M••••••••• O• K•••••• I•••
Latest filing Sep 10, 2026
First filing on the tape Jul 29, 2014 · 56 filings
SEC status approved since Aug 11, 2014
RAUM
$885M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
91%
$809M individuals and HNW
Advisors
25
registered through the firm on IAPD
RAUM per advisor
$35.4M
derived; firm RAUM over IAPD count
Employees
46
23 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$885M as of Aug 26, 2026
Feb 6, 2015$117M then
HNW client RAUM$547M as of Aug 26, 2026
Feb 15, 2018$39.3M then
State-registered IARs (5.B.3)23 as of Aug 26, 2026
Feb 6, 20159 then
Employees (5.A)46 as of Aug 26, 2026
Feb 6, 201514 then
Private funds1 as of Aug 26, 2026
Mar 10, 20221 then
RAUM +32% over the last fiscal year+43% a year over threeIARs 18 to 23offices 9 to 10
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $35.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $236,712derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.3derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +28%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $22.2M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$547M62%
- Individuals$262M30%
- Pooled investment vehicles$31.2M3.5%
- Charitable organizations$23.1M2.6%
- Pension and profit-sharing plans$11.4M1.3%
- Corporations and businesses$10.2M1.2%
- Individual clients
- 1,286reported
- HNW clients
- 316reported
- Pension plan clients
- 6reported
- Charitable clients
- 16reported
- Accounts
- 3,738reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22.2M for 38 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.91 fund_share=0.04 institutional_share=0.04 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• J•• K••••• | Salina, Ks | Jan 20, 2012 | 26 y | 2 |
| C••• M••••••• K•••• | Nashville, Tn | Jan 20, 2012 | 34 y | 3 |
| J•••• R• S••••••••• | Salina, Ks | Apr 24, 2013 | 16 y | 0 |
| A••• E••••• J••••Certified Financial Planner | Salina, Ks | Sep 30, 2013 | 13 y | 0 |
| J•••• R••• B••••Certified Financial Planner | Dodge City, Ks | Jan 9, 2014 | 18 y | 1 |
| J••••• R•• S••••••••• | Salina, Ks | Jun 5, 2015 | 12 y | 0 |
| C••••••••• C•••• T•••• | Alma, Ne | Nov 14, 2016 | 14 y | 1 |
| R•••••• E••••• H•••••• | Wichita, Ks | Jun 28, 2017 | 33 y | 1 |
| K••• W•••• G••••• | Salina, Ks | Feb 26, 2018 | 33 y | 1 |
| S••••• L• P•••• | Salina, Ks | Apr 3, 2018 | 12 y | 0 |
| B•••••• W•••• B••• | Salina, Ks | Feb 1, 2019 | 18 y | 0 |
| S•••••• R•••• B••••• | Dodge City, Ks | Mar 25, 2019 | 19 y | 2 |
| M••• J••••• H••••• | Salina, Ks | May 21, 2019 | 30 y | 4 |
| C•••••• G••••• | Salina, Ks | Mar 8, 2021 | 13 y | 1 |
| R••••• D•••• W••• | Salina, Ks | Apr 16, 2021 | 17 y | 0 |
| T••••• R••• J•••••• | Olathe, Ks | Aug 30, 2021 | 22 y | 0 |
| N••••• W••••• | Salina, Ks | Jan 10, 2022 | 10 y | 0 |
| C••• M•••••• G••••• | Salina, Ks | Dec 5, 2023 | 22 y | 0 |
| J••••• L••••••• W••••• | Salina, Ks | Apr 28, 2025 | 11 y | 0 |
| L••••• J•••• A•••• | Salina, Ks | Sep 12, 2025 | 12 y | 0 |
| M••••• C•••••••• B•••••• | Salina, Ks | Sep 24, 2025 | 11 y | 0 |
| D••••• S•••••• W••• | Salina, Ks | Feb 16, 2026 | 11 y | 0 |
| F•••••• X••••• S•••••• | Salina, Ks | Feb 20, 2026 | 24 y | 0 |
| E••••• D•••• F••••• | Salina, Ks | Apr 17, 2026 | 10 y | 0 |
| J•••••• D• H•••••• | Norton, Ks | May 1, 2026 | 38 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• L••••••• E•••• to K••••• A•••••••• I•••Oct 13, 2023 · RIA to affiliated broker-dealer or bank
- D•••••• W•••• M••••• to C•••• A••••••• C•••Apr 15, 2021 · RIA to a state-registered adviser
- J•••• A••• M••• to R•• W••••• A•••••••Aug 24, 2020 · RIA to RIA
- R•••••• A••• F••••• to I••••••••• F•••••••• P•••••••Dec 6, 2017 · Other
- C••••••••• M•••••• G••••• to W•••••• • R•••Jun 20, 2017 · Other
- L••• K•••••• H•••••••• to C••••••••• W•••••• L••Jun 20, 2017 · Other
- J•••• B•••••• M•••• to W•••• F•••• A•••••••Jun 30, 2016 · Other
Joined, latest
- C•••••• G••••• from V• W••••• A••••••• L••Mar 8, 2021 · RIA to RIA
- D•••••• W•••• M••••• from C•••••• S••••• • C••• I•••Mar 3, 2021 · Affiliated broker-dealer or bank to independent RIA
- M••• J••••• H••••• from O•••• W•••••• I•••May 21, 2019 · Affiliated broker-dealer or bank to independent RIA
- S•••••• R•••• B••••• from C••• L••Mar 25, 2019 · RIA to RIA
- K••• W•••• G••••• from L•• F•••••••• L••Feb 26, 2018 · Other
- R•••••• E••••• H•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Jun 28, 2017 · Other
- C••••••••• C•••• T•••• from W•••••• • R•••Nov 14, 2016 · Other
- J•••• B•••••• M•••• from S••••• A••• A•••• M••••••••• I•••Aug 18, 2015 · Other
- J•••• A••• M••• from W•••••• • R•••Feb 11, 2015 · Other
- J•••• R••• B•••• from F•••••••• L••Jan 9, 2014 · Other
- R•••••• A••• F••••• from W•••• F•••• A•••••••Jan 9, 2014 · Other
- L••• K•••••• H•••••••• from S••••• A••• A•••• M••••••••• I•••Jul 2, 2013 · Other
- R••• J•• K••••• from S••••• A••• A•••• M••••••••• I•••Jan 20, 2012 · Other
- C••• M••••••• K•••• from S••••• A••• A•••• M••••••••• I•••Jan 20, 2012 · Other
- C••••••••• M•••••• G••••• from S••••• A••• A•••• M••••••••• I•••Jan 20, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••••• A••• A•••• M••••••••• I•••Sep 9, 2015 · Birmingham, Al
- 3 joined from S••••• A••• A•••• M••••••••• I•••Sep 3, 2015 · Salina, Ks
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• N••• H••• T••• Y•••• F•••• L•no longer reported | Hedge Fund | $0 | 0 | Mar 10, 2022 |
| R•• N••• Y•••• F•••• L• | Hedge Fund | $0 | 0 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K••••• C•••• M••••••• · Ownercontrolsince 07/2011 · owns 75% or more
- B••••• J••••• R••• · Ownersince 01/2023 · owns 5% to 10%
- K•••••• R•••• J•• · Registered Principalsince 01/2022 · owns 5% to 10%
- P•••••• M••••• K•••• · C•••• Compliance Officersince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
- U•• F••• A••••••• L••pooled vehicle sponsorn
- U••••• C•••••• I••••••••real estaten
- U••••• C•••••• T••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salina, Ks · principal | 25 | 5 | 0 | ||
| Dodge City, Ks | 3 | 1 | 0 | ||
| Olathe, Ks | 3 | 1 | 0 | ||
| Nashville, Tn | 2 | 1 | 0 | ||
| Norton, Ks | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dodge City, KS2 employees
- Olathe, KS2 employees
- Nashville, TN2 employees
- Norton, KS1 employees
- Abilene, KS1 employees
- Wichita, KS1 employees
- Alma, NE1 employees
- Gardner, KS1 employees
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Aug 26, 2026 to Sep 10, 2026
- Private funds · 1 to unsetAug 26, 2026 to Sep 10, 2026
- Succession · false to unsetAug 26, 2026 to Sep 10, 2026
- Accounts · 2,837 to 3,738Feb 10, 2026 to Mar 31, 2026
- Advisory employees · 18 to 23Feb 10, 2026 to Mar 31, 2026
- BD registered reps · 7 to 6Feb 10, 2026 to Mar 31, 2026
- Charity clients · 13 to 16Feb 10, 2026 to Mar 31, 2026
- Corporate clients · 26 to 30Feb 10, 2026 to Mar 31, 2026
- HNW clients · 273 to 316Feb 10, 2026 to Mar 31, 2026
- Individual clients · 1,053 to 1,286Feb 10, 2026 to Mar 31, 2026
- Pension plan clients · unset to 6.0Feb 10, 2026 to Mar 31, 2026
- Assets in custody · unset to 22158762.0Feb 10, 2026 to Mar 31, 2026
- Custody of client assets · false to trueFeb 10, 2026 to Mar 31, 2026
- Employees · 35 to 46Feb 10, 2026 to Mar 31, 2026
- State-registered IARs · 18 to 23Feb 10, 2026 to Mar 31, 2026
- Other offices · 9 to 10Feb 10, 2026 to Mar 31, 2026
- Discretionary RAUM · $629M to $827MFeb 10, 2026 to Mar 31, 2026
- HNW RAUM · $408M to $547MFeb 10, 2026 to Mar 31, 2026
- Individual RAUM · $212M to $262MFeb 10, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $40.7M to $57.5MFeb 10, 2026 to Mar 31, 2026
- Pension RAUM · unset to 11355204.0Feb 10, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $15.8M to $31.2MFeb 10, 2026 to Mar 31, 2026
- RAUM · $670M to $885MFeb 10, 2026 to Mar 31, 2026
- Related insurance company · false to trueSep 25, 2025 to Feb 10, 2026
- Financial planning clients · More than 500 to More than 500Apr 16, 2025 to May 21, 2025
- Accounts · 2,290 to 2,837Nov 15, 2024 to Apr 16, 2025
- Advisory employees · 19 to 18Nov 15, 2024 to Apr 16, 2025
- Advisory activities · 6 to 7Nov 15, 2024 to Apr 16, 2025
- BD registered reps · 10 to 7Nov 15, 2024 to Apr 16, 2025
- Charity clients · 11 to 13Nov 15, 2024 to Apr 16, 2025
- Corporate clients · 20 to 26Nov 15, 2024 to Apr 16, 2025
- HNW clients · 214 to 273Nov 15, 2024 to Apr 16, 2025
- Individual clients · 894 to 1,053Nov 15, 2024 to Apr 16, 2025
- Pooled vehicle clients · unset to 1.0Nov 15, 2024 to Apr 16, 2025
- Employees · 31 to 35Nov 15, 2024 to Apr 16, 2025
- Financial planning clients · 251-500 to More than 500Nov 15, 2024 to Apr 16, 2025
- Other offices · 8 to 9Nov 15, 2024 to Apr 16, 2025
- Discretionary RAUM · $443M to $629MNov 15, 2024 to Apr 16, 2025
- HNW RAUM · $259M to $408MNov 15, 2024 to Apr 16, 2025
- Individual RAUM · $179M to $212MNov 15, 2024 to Apr 16, 2025
Signals
5 dated events
- U••••• C•••••• M••••••••• O• K•••••• I••• reported RAUM $884.8M, up 32% from $669.7M (2026-02-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- U••••• C•••••• M••••••••• O• K•••••• I••• reported RAUM $669.7M, up 46% from $459.8M (2024-11-15 to 2025-04-16)Apr 16, 2025 · RAUM change · derived
- U••••• C•••••• M••••••••• O• K•••••• I••• reported RAUM $459.8M, up 51% from $304.6M (2023-04-19 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- M•••••• L••••••• E•••• left U••••• C•••••• M••••••••• O• K•••••• I••• for K••••• A•••••••• I••• (registered 2023-11-09)Oct 13, 2023 · Advisor changed firm · fact
- U••••• C•••••• M••••••••• O• K•••••• I••• filed its initial SEC registration (Form ADV)Jul 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 785-823-7913reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-887-2423reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 785-823-7900reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/unitedcapitalmanagementofkansasinc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- UCMOFK•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 785-823-7900reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026