E••• D•••• K••••••

W•••• F•••• A•••••••wirehouseDenver, Co dual registrantIAPD 2217608

Feed of 09/15/2026

At current firm

10 y

since Dec 7, 2015

In the industry

34 y

since Mar 24, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 7, 2015 · Boulder, Co
U••• B•••••• I••••••••• I••• former
Sep 13, 2010 to Dec 7, 2015 · Westminster, Co
S••••••• I••••••••• S•••••••• I••• former
Mar 28, 2008 to Jul 21, 2010 · Boynton Beach, Fl
W•••• F•••• A••••••• wirehouse
Nov 16, 2004 to Oct 4, 2007 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••
left Dec 7, 2015, registered Dec 7, 2015 (0 days) · Other
S••••••• I••••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••
left Jul 21, 2010, registered Sep 13, 2010 (54 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Oct 4, 2007, registered Mar 28, 2008 (176 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address