RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• A•••••• P•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 5, 2025 · Elmont, Ny
- F••••••• S••••••••• I••• independent RIAFeb 26, 2018 to Dec 10, 2025 · Brooklyn, Ny
- H••• S••••••••• •••• I••• BD affiliatedJul 10, 2006 to Feb 1, 2018 · Brooklyn, Ny
- F••••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 10, 2025, registered Dec 5, 2025 (-5 days) · RIA to affiliated broker-dealer or bank
- H••• S••••••••• •••• I••• to F••••••• S••••••••• I•••left Feb 1, 2018, registered Feb 26, 2018 (25 days) · Other
- P••• A•••••• P••••••• left F••••••• S••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-12-05)Dec 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address