RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A• P••••
- G••••• P•••••••• M••••••••• independent RIA currentsince Apr 6, 2017 · Tiburon, Ca
- B• R•••• W••••• M••••••••• formerSep 23, 2011 to Feb 22, 2012 · San Francisco, Ca
- S•••• • Y•••••••• L•• formerApr 29, 2009 to Oct 26, 2009 · San Francisco, Ca
- R••••••••• C•••••• M••••••••• I••• unclassifiedMay 12, 2006 to Apr 28, 2009 · Larkspur, Ca
- B• R•••• W••••• M••••••••• to G••••• P•••••••• M•••••••••left Feb 22, 2012, registered Apr 6, 2017 (1870 days) · Other
- S•••• • Y•••••••• L•• to B• R•••• W••••• M•••••••••left Oct 26, 2009, registered Sep 23, 2011 (697 days) · Other
- R••••••••• C•••••• M••••••••• I••• to S•••• • Y•••••••• L••left Apr 28, 2009, registered Apr 29, 2009 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address