RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• G••••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Germantown, Wi
- I••••• F•••••••• C••••••••• formerJan 3, 2017 to Feb 16, 2018 · Oak Creek, Wi
- L•• F•••••••• L•• BD affiliatedApr 20, 2015 to Dec 31, 2016 · Pewaukee, Wi
- C••• B•••••••• S•••••••• I••• formerJan 3, 2014 to Mar 19, 2015 · Madison, Wi
- G•••••••• F•••••••• M••••••••• L•• unclassifiedJan 3, 2007 to Feb 8, 2013 · Delafield, Wi
- J•••••• W••••• M••••••••• I•• formerMar 9, 2005 to Mar 9, 2005 · Milwaukee, Wi
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to I••••• F•••••••• C•••••••••left Dec 31, 2016, registered Jan 3, 2017 (3 days) · Other · moved with a team
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 19, 2015, registered Apr 20, 2015 (32 days) · Other
- G•••••••• F•••••••• M••••••••• L•• to C••• B•••••••• S•••••••• I•••left Feb 8, 2013, registered Jan 3, 2014 (329 days) · Other
- J•••••• W••••• M••••••••• I•• to G•••••••• F•••••••• M••••••••• L••left Mar 9, 2005, registered Jan 3, 2007 (665 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address