DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jacobus Wealth Management Inc

Former SEC-registered adviserMilwaukee, WisconsinCRD 106777SEC 801-51444IAPD
Latest filing Jun 26, 2017
First filing on the tape Jan 20, 2012 · 17 filings
RAUM
$791M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$791M as of Mar 7, 2017
Mar 8, 2012$593M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 7, 2017
Mar 8, 20120 then
Employees (5.A)14 as of Mar 7, 2017
Mar 12, 201315 then
Private funds: no history
RAUM -5.3% over the last fiscal year-2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$716,848derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-5.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
Custody
$203M, 47 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,104reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$203M for 47 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • J Peter Bach · Director, Chairman, Chief Executive Officercontrol
        since 10/2014 · owns less than 5%
      • Godfrey Richard Jacobus · Director, Chairman Emeritus, Treasurercontrol
        since 10/2014 · owns 75% or more
      • Richard Robert Lapointe · Chief Compliance Officer, Managing Directorcontrol
        since 02/2012 · owns less than 5%
      • Joseph Daniel Matola · Director, President, Chief Investment Officercontrol
        since 10/2014 · owns less than 5%
      • Jacobus Barbara Wells · Director, Secretarycontrol
        since 02/2012 · owns less than 5%
      • Cassard Nicholas Wilson · Director, Managing Directorcontrol
        since 02/2012 · owns less than 5%
      Related persons
      Schedule D 7.A
      • Jwm Real Estate, Inc.
        investment companyy
      Offices
      Schedule D 1.F, the 25 largest
      • Wayzata, MN
      • ,
      What changed
      consecutive filings, newest first
      • Accounts · 1,130 to 1,104
        Jan 30, 2017 to Mar 7, 2017
      • Advisory employees · 9 to 8
        Jan 30, 2017 to Mar 7, 2017
      • Assets in custody · $270M to $203M
        Jan 30, 2017 to Mar 7, 2017
      • Employees · 16 to 14
        Jan 30, 2017 to Mar 7, 2017
      • Discretionary RAUM · $700M to $691M
        Jan 30, 2017 to Mar 7, 2017
      • Non-discretionary RAUM · $88.4M to $101M
        Jan 30, 2017 to Mar 7, 2017
      • RAUM · $788M to $791M
        Jan 30, 2017 to Mar 7, 2017
      • Accounts · 1,139 to 1,130
        Mar 11, 2016 to Jul 14, 2016
      • Discretionary RAUM · $706M to $700M
        Mar 11, 2016 to Jul 14, 2016
      • Non-discretionary RAUM · $130M to $88.4M
        Mar 11, 2016 to Jul 14, 2016
      • RAUM · $836M to $788M
        Mar 11, 2016 to Jul 14, 2016
      • Accounts · 1,063 to 1,139
        Dec 14, 2015 to Mar 11, 2016
      • Assets in custody · $238M to $270M
        Dec 14, 2015 to Mar 11, 2016
      • Discretionary RAUM · $740M to $706M
        Dec 14, 2015 to Mar 11, 2016
      • Non-discretionary RAUM · $145M to $130M
        Dec 14, 2015 to Mar 11, 2016
      • RAUM · $885M to $836M
        Dec 14, 2015 to Mar 11, 2016
      • Related insurance company · false to true
        Dec 14, 2015 to Mar 11, 2016
      • Accounts · 1,021 to 1,063
        Mar 12, 2014 to Mar 3, 2015
      • Assets in custody · $298M to $238M
        Mar 12, 2014 to Mar 3, 2015
      • Discretionary RAUM · $696M to $740M
        Mar 12, 2014 to Mar 3, 2015
      • Non-discretionary RAUM · $148M to $145M
        Mar 12, 2014 to Mar 3, 2015
      • RAUM · $844M to $885M
        Mar 12, 2014 to Mar 3, 2015
      • Accounts · 952 to 1,021
        Jan 8, 2014 to Mar 12, 2014
      • Advisory employees · 8 to 9
        Jan 8, 2014 to Mar 12, 2014
      • Assets in custody · $258M to $298M
        Jan 8, 2014 to Mar 12, 2014
      • Employees · 15 to 16
        Jan 8, 2014 to Mar 12, 2014
      • Discretionary RAUM · $529M to $696M
        Jan 8, 2014 to Mar 12, 2014
      • Non-discretionary RAUM · $180M to $148M
        Jan 8, 2014 to Mar 12, 2014
      • RAUM · $708M to $844M
        Jan 8, 2014 to Mar 12, 2014
      • Accounts · 917 to 952
        Nov 7, 2012 to Mar 12, 2013
      • Employees · 14 to 15
        Nov 7, 2012 to Mar 12, 2013
      • Discretionary RAUM · $427M to $529M
        Nov 7, 2012 to Mar 12, 2013
      • Non-discretionary RAUM · $166M to $180M
        Nov 7, 2012 to Mar 12, 2013
      • RAUM · $593M to $708M
        Nov 7, 2012 to Mar 12, 2013
      • Advisory employees · unset to 8.0
        Mar 8, 2012 to Nov 7, 2012
      • Employees · unset to 14.0
        Mar 8, 2012 to Nov 7, 2012
      • Accounts · 866 to 917
        Jan 20, 2012 to Mar 8, 2012
      • Assets in custody · $383M to $258M
        Jan 20, 2012 to Mar 8, 2012
      • Discretionary RAUM · $316M to $427M
        Jan 20, 2012 to Mar 8, 2012
      • Non-discretionary RAUM · $262M to $166M
        Jan 20, 2012 to Mar 8, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026