RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B••••• K••••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Apr 8, 2016 · Eagle, Id
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 21, 2014 to Dec 3, 2015 · Portland, Or
- C••• F•••••••• S•••••••• L••• formerApr 28, 2006 to Oct 20, 2014 · Beaverton, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 2, 2003 to Apr 28, 2006 · Corvallis, Or
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••• I••••••••• S••••••••• G••••• L••left Dec 3, 2015, registered Apr 8, 2016 (127 days) · Other
- C••• F•••••••• S•••••••• L••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 20, 2014, registered Oct 21, 2014 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to C••• F•••••••• S•••••••• L•••left Apr 28, 2006, registered Apr 28, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address