DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Raymond Catipon Abracosa
Feed of 09/14/2026
Also filed as Ray Abracosa
At current firm
1 y
since Apr 28, 2025
In the industry
34 y
since Apr 6, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 28, 2025 · Torrance, Ca
- Kestra Advisory Services, LLC BD affiliatedJul 11, 2019 to May 1, 2025 · Austin, Tx
- LPL Financial LLC BD affiliatedMay 21, 2009 to Jul 25, 2019 · Torrance, Ca
- Wells Fargo Advisors wirehouseJun 17, 2004 to May 26, 2009 · Rolling Hills Estates, Ca
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to LPL Financial LLCleft May 1, 2025, registered Apr 28, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- LPL Financial LLC to Kestra Advisory Services, LLCleft Jul 25, 2019, registered Jul 11, 2019 (-14 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Wells Fargo Advisors to LPL Financial LLCleft May 26, 2009, registered May 21, 2009 (-5 days) · Other
Signals
- Raymond Catipon Abracosa left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2025-04-28)May 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address