RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P• M••••••
- T•••• A••••••• G•••• L•• independent RIA currentsince Apr 29, 2009 · Holliston, Ma
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 9, 2001 to Mar 28, 2007 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 9, 1994 to Apr 9, 2009 · Boston, Ma
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Apr 9, 2009, registered Apr 9, 2001 (-2922 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to T•••• A••••••• G•••• L••left Mar 28, 2007, registered Apr 29, 2009 (763 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address