DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mohini M Mccormick
Certified Financial Planner
Feed of 09/15/2026
Also filed as Mohini Maria Patiu
At current firm
8 y
since Sep 14, 2018
In the industry
34 y
since May 18, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Curi Capital, LLC independent RIA currentsince Sep 14, 2018 · Chicago, Il
- Calamos Wealth Management LLC independent RIAJul 3, 2013 to Sep 25, 2018 · Naperville, Il
- Fifth Third Securities, Inc. BD affiliatedNov 17, 2009 to Jun 13, 2013 · Countryside, Il
- Credit Suisse Securities (USA) LLC formerMay 16, 2006 to Dec 18, 2009 · Northbrook, Il
- Lehman Brothers Inc. unclassifiedSep 9, 1997 to May 24, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Calamos Wealth Management LLC to Curi Capital, LLCleft Sep 25, 2018, registered Sep 14, 2018 (-11 days) · RIA to RIA · moved with a team
- Fifth Third Securities, Inc. to Calamos Wealth Management LLCleft Jun 13, 2013, registered Jul 3, 2013 (20 days) · Other
- Credit Suisse Securities (USA) LLC to Fifth Third Securities, Inc.left Dec 18, 2009, registered Nov 17, 2009 (-31 days) · Other
- Lehman Brothers Inc. to Credit Suisse Securities (USA) LLCleft May 24, 2006, registered May 16, 2006 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address