RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• P••••••
- P•••••• F••••• O•••••• L•• independent RIA currentsince Apr 2, 2026 · Crested Butte, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 13, 2019 to Sep 15, 2025 · Plano, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 29, 2011 to Sep 24, 2019 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 12, 2006 to Dec 9, 2011 · Frisco, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 8, 1994 to May 22, 2006 · Plano, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••• F••••• O•••••• L••left Sep 15, 2025, registered Apr 2, 2026 (199 days) · Affiliated broker-dealer or bank to a newly registered adviser
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 24, 2019, registered Sep 13, 2019 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 9, 2011, registered Nov 29, 2011 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 22, 2006, registered May 12, 2006 (-10 days) · Other
- J••• M•••••• P•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•••••• F••••• O•••••• L•• (registered 2026-04-02)Sep 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address