DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Walter Lawrence Ziffer

OnedigitalinstitutionalOverland Park, Ks IA-onlyIAPD 2228100

Feed of 09/15/2026

Also filed as Walt Ziffer

At current firm

3 y

since May 1, 2023

In the industry

35 y

since Apr 1, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Onedigital institutional current
since May 1, 2023 · Overland Park, Ks
Grove Point Advisors, LLC former
Apr 1, 2021 to May 1, 2023 · Rockville, Md
Krpg Advisors, LLC unclassified
Oct 24, 2016 to Dec 31, 2023 · Gaithersburg, Md
Greenleaf Advisors former
Oct 7, 2014 to Oct 26, 2016 · Gaithersburg, Md
Financial Telesis, Inc. former
Jun 20, 2014 to Jul 8, 2014 · San Rafael, Ca
Ziffer & Associates, LLC unclassified
Apr 17, 2012 to Jul 30, 2014 · Gaithersburg, Md
H. Beck, Inc. former
Jan 12, 2004 to Apr 1, 2021 · Gaithersburg, Md
New England Securities Corporation former
Sep 23, 1999 to Jan 14, 2004 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

Krpg Advisors, LLC to Grove Point Advisors, LLC
left Dec 31, 2023, registered Apr 1, 2021 (-1004 days) · Other
Grove Point Advisors, LLC to Onedigital
left May 1, 2023, registered May 1, 2023 (0 days) · Other
H. Beck, Inc. to Ziffer & Associates, LLC
left Apr 1, 2021, registered Apr 17, 2012 (-3271 days) · Other
Greenleaf Advisors to Krpg Advisors, LLC
left Oct 26, 2016, registered Oct 24, 2016 (-2 days) · Other
Ziffer & Associates, LLC to Financial Telesis, Inc.
left Jul 30, 2014, registered Jun 20, 2014 (-40 days) · Other
Financial Telesis, Inc. to Greenleaf Advisors
left Jul 8, 2014, registered Oct 7, 2014 (91 days) · Other
New England Securities Corporation to H. Beck, Inc.
left Jan 14, 2004, registered Jan 12, 2004 (-2 days) · Other

Signals

Walter Lawrence Ziffer left Krpg Advisors, Llc for Grove Point Advisors, Llc (registered 2021-04-01)
Dec 31, 2023 · Advisor changed firm · fact
Walter Lawrence Ziffer left Grove Point Advisors, Llc for Onedigital (registered 2023-05-01)
May 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address