DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• R•••••• C••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Apr 10, 2017
In the industry
34 y
since Jun 30, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 10, 2017 · Havertown, Pa
- C••••••• S••••••••• I••• BD affiliatedNov 1, 2006 to Apr 10, 2017 · Philadelphia, Pa
- W•••• F•••• A••••••• wirehouseFeb 5, 2004 to Oct 25, 2006 · Essington, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Apr 10, 2017, registered Apr 10, 2017 (0 days) · Other
- W•••• F•••• A••••••• to C••••••• S••••••••• I•••left Oct 25, 2006, registered Nov 1, 2006 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address