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Registered advisor
R••••• G••••••••
Feed of 09/14/2026
Also filed as Robert Anthony Gallagher
At current firm
3 y
since Jul 19, 2023
In the industry
15 y
since Apr 19, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 19, 2023 · Scottsdale, Az
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 23, 2020 to Jul 19, 2023 · Tempe, Az
- V••• I••••••••• M••••••••• C•• L•• asset managerDec 8, 2016 to May 31, 2019 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- V••• I••••••••• M••••••••• C•• L•• to B••••••• I••••••••• S•••••••• I••• •••••left May 31, 2019, registered Jun 23, 2020 (389 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address