DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Voya Investment Management Co. LLC

Asset manager (funds and pooled vehicles)New York, New YorkCRD 106494SEC 801-9046websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jan 30, 2012 · 49 filings
SEC status approved since Jan 7, 1973
RAUM
$275B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.6%
$1.5B individuals and HNW
Advisors
53
registered through the firm on IAPD
RAUM per advisor
$5.2B
derived; firm RAUM over IAPD count
Employees
859
317 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$275B as of Mar 31, 2026
Mar 30, 2012$64B then
HNW client RAUM: no history
State-registered IARs (5.B.3)79 as of Mar 31, 2026
Mar 28, 2013112 then
Employees (5.A)859 as of Mar 31, 2026
Mar 28, 2013896 then
Private funds1 as of Mar 31, 2014
Mar 30, 20123 then
RAUM +8.3% over the last fiscal year+5.1% a year over threeIARs 79 to 79
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$5.2BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$530MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
16.2derivedItem 5.A over advisors
Advisors per office
6.6derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+8.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, publicationsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$96B35%
  • Investment companies$67B25%
  • Corporations and businesses$49B18%
  • Insurance companies$37B14%
  • State and municipal entities$17B6.3%
  • Pension and profit-sharing plans$2.8B1.0%
  • Pooled investment vehicles$2.3B0.8%
  • Individuals$1.5B0.6%
  • Charitable organizations$245M0.1%
Individual clients
40reported
HNW clients
n/areported
Pension plan clients
9reported
Charitable clients
6reported
Accounts
519reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $2.1B managedreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.01 fund_share=0.6 institutional_share=0.21 related_bd=true related_bank=true bd_reps=189.0derived
Advisors registered through the firm
53 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Robert Jason ChuraCertified Financial Planner, Chartered Financial ConsultantNew York, Ny Apr 4, 200827 y0
Randal Bruce BartonNew York, Ny Apr 16, 200827 y0
Michael Wayne BieszczadSouthlake, Tx May 27, 200830 y0
Michael Douglas PerkinsNew York, Ny Jan 6, 200939 y0
Brant Woodrow GrimesChartered Financial AnalystLas Vegas, Nv May 25, 201125 y1
Brian Carl HoustonSugar Land, Tx Jun 9, 201126 y2
Kyle Anthony ThompsonStamford, Ct Aug 23, 201116 y0
Russell Thomas GreigChartered Financial AnalystWayne, Pa Apr 9, 201317 y4
John Joseph KerseyNew York, Ny Jun 5, 201330 y1
Daniel R ContiNew York, Ny May 9, 201616 y3
Troy Charles MaagNew York, Ny Mar 27, 201725 y1
Gregory Thomas BuzzellWellesley, Ma Jul 31, 201719 y1
Briton Gregory RotellNew York, Ny Mar 12, 201917 y3
Gregory David GoodsonCertified Financial Planner, Chartered Financial AnalystNew York, Ny Mar 19, 201911 y1
Michael Anthony TravagliniNew York, Ny Apr 8, 201912 y1
Arthur MichaelsNew York, Ny May 30, 201912 y0
David Matthew WeskeNew York, Ny Mar 30, 202019 y4
Thomas Daniel DuffBellingham, Ma Jul 14, 202110 y1
Willard McmullinNew York, Ny Aug 13, 202112 y0
Dale Alan BoyerScottsdale, Az Nov 16, 202125 y3
Michael Woods MemoryVista, Ca Jul 19, 202226 y2
Jeffrey Donald ParkerNew York, Ny Jul 19, 202229 y1
Michael Emerson YeeNew York, Ny Jul 19, 202231 y2
Brandon William MichaelMinnetonka, Mn Jul 21, 202226 y2
Keith ReidAtlanta, Ga Nov 30, 202211 y1
Douglas Paul DhomNew York, Ny Dec 7, 202230 y4
James Higgins DegennaroCertified Financial PlannerBirmingham, Al Dec 14, 202215 y2
Lee GardellaNew York, NyJan 31, 202310 y0
Kylie Danielle O'ConnorNew York, Ny Jan 31, 202310 y1
Nathan Frederick PaulsenChartered Financial AnalystWaukee, Ia Feb 9, 202310 y1
John Anthony ServidioHillsborough, Nj May 18, 202321 y2
Marlene Joy AlexanderAtlanta, Ga Jul 26, 202334 y0
Griffin FittsporterNew York, Ny Aug 4, 202312 y1
Samuel WrightNew York, Ny Nov 2, 202313 y3
Kalman J DemottNew York, Ny Nov 17, 202314 y1
Christian T LoughranAtlanta, Ga Dec 15, 202310 y0
Nicole Jeanette PatenaudeNew York, Ny Dec 18, 202312 y0
Gordon Cody AndersonAtlanta, Ga Jun 13, 202413 y0
Brock HooverAtlanta, Ga Oct 22, 202412 y0
Brook Thomas ConleyPembroke, Ma Mar 3, 202530 y2
All 53 advisors at Voya Investment Management Co. LLC
Advisor movement
7 left, 9 joined in 12 months
net +2 in 12 months3 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount22 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
3 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Ing (L) Flex - Senior Loansno longer reportedOther Private Fund$3.1B228Mar 30, 2012
Isl Loan Trustno longer reportedOther Private Fund$472M1Mar 30, 2012
Voya Investment Management Clo I, Ltd.no longer reportedSecuritized Asset Fund$155M8Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Joseph Vincent Costa · Chief Investment Officer Of Equities & Senior Managing Directorcontrol
    since 01/2022 · owns less than 5%
  • Paul Huey Falgout · Head Of Im Legal & Managing Directorcontrol
    since 01/2020 · owns less than 5%
  • Suzanne Micheline Faver · Chief Compliance Officer & Managing Directorcontrol
    since 03/2022 · owns less than 5%
  • Hubertus Michael Peters · Chief Operating Officer & Senior Managing Directorcontrol
    since 01/2023 · owns less than 5%
  • Anne Tiffani Potesta · Head Of Distribution & Senior Managing Directorcontrol
    since 07/2024 · owns less than 5%
  • Nmn Amir Sahibzada · Chief Risk Officer & Managing Directorcontrol
    since 01/2014 · owns less than 5%
  • Andrew Eric Stein · Head Of Investments, Chief Investment Officer, Fixed Income & Senior Managing Directorcontrol
    since 01/2024 · owns less than 5%
  • Nmn Matthew Toms · Chief Executive Officer & Senior Managing Directorcontrol
    since 01/2024 · owns less than 5%
  • Nmn Markus Wolff · Chief Financial Officer & Managing Directorcontrol
    since 01/2023 · owns less than 5%
Entity owners
  • Voya Investment Management LLC · Sole Member
    direct · owns 75% or more
  • Vim Holdings LLC · Shareholder
    indirect · owns 75% or more of Voya Investment Management LLC
  • Voya Financial, Inc. · Shareholder
    indirect · owns 75% or more of Voya Holdings Inc. · public reporting company
  • Voya Holdings Inc. · Shareholder
    indirect · owns 75% or more of Vim Holdings LLC
Related persons
Schedule D 7.A
Advisers that list Voya Investment Management Co. LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New York, Ny · principal5392
Atlanta, Ga1522
Scottsdale, Az200
Stamford, Ct210
Fishers, In000
Mason, Oh000
Red Bank, Nj000
Roswell, Ga000
Southbury, Ct000
Spokane, Wa001
Walnut Creek, Ca000
Winter Garden, Fl000
Avon, Co001
Duxbury, Ma000
Fair Lawn, Nj001
Offices
Schedule D 1.F, the 25 largest
  • Atlanta, GA129 employees
  • Scottsdale, AZ28 employees
  • San Francisco, CA11 employees
  • San Diego, CA5 employees
  • Westport, CT5 employees
  • Windsor, CT3 employees
  • Portland, OR2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • account count collapseChange between filings · filing Mar 31, 2026
    accounts (Item 5.F.2.f) moved from 2,261.0 to 519.0 (-77.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (111 comparable advisers, 2.0th percentile of changes)
    peers: asset managers, $20B and over (111) · 1.8% percentile
What changed
consecutive filings, newest first
  • Accounts · 2,261 to 519
    Aug 5, 2025 to Mar 31, 2026
  • Advisory employees · 326 to 317
    Aug 5, 2025 to Mar 31, 2026
  • Charity clients · 7 to 6
    Aug 5, 2025 to Mar 31, 2026
  • Corporate clients · 194 to 197
    Aug 5, 2025 to Mar 31, 2026
  • Individual clients · 1,779 to 40
    Aug 5, 2025 to Mar 31, 2026
  • Pension plan clients · 8 to 9
    Aug 5, 2025 to Mar 31, 2026
  • Employees · 880 to 859
    Aug 5, 2025 to Mar 31, 2026
  • Discretionary RAUM · $253B to $275B
    Aug 5, 2025 to Mar 31, 2026
  • Individual RAUM · $2.4B to $1.5B
    Aug 5, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $710M to $0
    Aug 5, 2025 to Mar 31, 2026
  • Pension RAUM · $1.6B to $2.8B
    Aug 5, 2025 to Mar 31, 2026
  • Pooled vehicle RAUM · $2.0B to $2.3B
    Aug 5, 2025 to Mar 31, 2026
  • RAUM · $254B to $275B
    Aug 5, 2025 to Mar 31, 2026
  • Wrap assets (manager) · $2.4B to $2.1B
    Aug 5, 2025 to Mar 31, 2026
  • Financial planning clients · 0 to 0
    Mar 28, 2025 to Aug 5, 2025
  • Accounts · 96,377 to 2,261
    Oct 10, 2024 to Mar 28, 2025
  • Advisory employees · 306 to 326
    Oct 10, 2024 to Mar 28, 2025
  • BD registered reps · 209 to 189
    Oct 10, 2024 to Mar 28, 2025
  • Corporate clients · 1 to 194
    Oct 10, 2024 to Mar 28, 2025
  • Individual clients · 95,147 to 1,779
    Oct 10, 2024 to Mar 28, 2025
  • Pension plan clients · 5 to 8
    Oct 10, 2024 to Mar 28, 2025
  • Employees · 879 to 880
    Oct 10, 2024 to Mar 28, 2025
  • State-registered IARs · 90 to 79
    Oct 10, 2024 to Mar 28, 2025
  • Discretionary RAUM · $241B to $253B
    Oct 10, 2024 to Mar 28, 2025
  • Individual RAUM · $2.1B to $2.4B
    Oct 10, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $615M to $710M
    Oct 10, 2024 to Mar 28, 2025
  • Pension RAUM · $332M to $1.6B
    Oct 10, 2024 to Mar 28, 2025
  • Pooled vehicle RAUM · $1.6B to $2.0B
    Oct 10, 2024 to Mar 28, 2025
  • RAUM · $242B to $254B
    Oct 10, 2024 to Mar 28, 2025
  • Wrap assets (manager) · $2.1B to $2.4B
    Oct 10, 2024 to Mar 28, 2025
  • Accounts · 62,080 to 96,377
    Jan 12, 2024 to Mar 29, 2024
  • Advisory employees · 304 to 306
    Jan 12, 2024 to Mar 29, 2024
  • BD registered reps · 207 to 209
    Jan 12, 2024 to Mar 29, 2024
  • Corporate clients · 124 to 1
    Jan 12, 2024 to Mar 29, 2024
  • Individual clients · 61,739 to 95,147
    Jan 12, 2024 to Mar 29, 2024
  • Pension plan clients · 4 to 5
    Jan 12, 2024 to Mar 29, 2024
  • Pooled vehicle clients · 37 to 2
    Jan 12, 2024 to Mar 29, 2024
  • Employees · 880 to 879
    Jan 12, 2024 to Mar 29, 2024
  • State-registered IARs · 93 to 90
    Jan 12, 2024 to Mar 29, 2024
  • Discretionary RAUM · $236B to $241B
    Jan 12, 2024 to Mar 29, 2024
Signals
60 dated events
  • Michael Theis left Voya Investment Management Co. Llc for T. Rowe Price Associates, Inc. (registered 2026-08-25)
    Aug 5, 2026 · Advisor changed firm · fact
  • David Benjamin Quiat left Voya Investment Management Co. Llc for Virtus Investment Advisers, Llc (registered 2026-08-18)
    Aug 3, 2026 · Advisor changed firm · fact
  • Carson Scott left Voya Investment Management Co. Llc for Invesco Advisers, Inc. (registered 2026-07-30)
    Jul 10, 2026 · Advisor changed firm · fact
  • Andrew Lill left Voya Investment Management Co. Llc for Columbia Management Investment Advisers, Llc (registered 2026-06-10)
    May 12, 2026 · Advisor changed firm · fact
  • Katarzyna Alicja Jablonski left Voya Investment Management Co. Llc for Thornburg Investment Management Inc (registered 2026-07-13)
    Jan 26, 2026 · Advisor changed firm · fact
  • Hunter Michael Hale left Voya Investment Management Co. Llc for Blackrock Investment Management, Llc (registered 2026-01-29)
    Jan 21, 2026 · Advisor changed firm · fact
  • Franklin Clarke Sullivan left Voya Investment Management Co. Llc for Openarc Corporate Advisory, Llc (registered 2026-02-20)
    Jan 6, 2026 · Advisor changed firm · fact
  • Samantha H Mayfield left Voya Investment Management Co. Llc for Transamerica Retirement Advisors, Llc (registered 2026-09-03)
    Jun 6, 2025 · Advisor changed firm · fact
  • Paul Michael Bernardi left Voya Investment Management Co. Llc for Cohen & Steers Capital Management Inc. (registered 2026-04-22)
    Jun 5, 2025 · Advisor changed firm · fact
  • Christopher Burnett left Voya Investment Management Co. Llc for T. Rowe Price Associates, Inc. (registered 2025-06-03)
    Apr 23, 2025 · Advisor changed firm · fact
  • Erik Scott Finwall left Voya Investment Management Co. Llc for Jefferies Investment Advisers Llc (registered 2025-06-02)
    Apr 21, 2025 · Advisor changed firm · fact
  • 2 advisors left Columbia Management Investment Advisers, LLC (Boston, MA) for Voya Investment Management CO. LLC within 11 days
    Apr 14, 2025 · Team lift-out · derived
  • Christian Doom left Voya Investment Management Co. Llc for Thrivent Investment Management Inc. (registered 2025-03-24)
    Feb 26, 2025 · Advisor changed firm · fact
  • Heath Austin Black left Voya Investment Management Co. Llc for Cookson Peirce Wealth Management (registered 2025-05-06)
    Jan 22, 2025 · Advisor changed firm · fact
  • Michael Anthony Bosi left Voya Investment Management Co. Llc for Ameriprise Financial Services, Llc (registered 2025-04-16)
    Jan 22, 2025 · Advisor changed firm · fact
  • William Stephen Matyi left Voya Investment Management Co. Llc for Ameriprise Financial Services, Llc (registered 2025-09-05)
    Jan 22, 2025 · Advisor changed firm · fact
  • Michael Stephen Murphy left Voya Investment Management Co. Llc for Ameriprise Financial Services, Llc (registered 2025-02-10)
    Jan 22, 2025 · Advisor changed firm · fact
  • Doron Eisenscher left Voya Investment Management Co. Llc for Nomura Investment Management Business Trust (registered 2025-07-14)
    Nov 5, 2024 · Advisor changed firm · fact
  • Mitchell Harrington Rossi left Voya Investment Management Co. Llc for Invesco Advisers, Inc. (registered 2024-11-11)
    Oct 16, 2024 · Advisor changed firm · fact
  • David John Boldger left Voya Investment Management Co. Llc for Meeder Advisory Services, Inc. (registered 2026-08-19)
    Sep 5, 2024 · Advisor changed firm · fact
  • Michael James Fink (Chief Administrative Officer & Managing Director) no longer on Schedule A of Voya Investment Management Co. Llc (listed 2024-07-16, absent 2024-08-07)
    Aug 7, 2024 · Control person left · inference
  • Anne Tiffani Potesta (Head Of Distribution & Senior Managing Director) appeared on Schedule A of Voya Investment Management Co. Llc
    Jul 16, 2024 · Control person joined · fact
  • John Jacob Tuzza (Head Of Distribution & Senior Managing Director) no longer on Schedule A of Voya Investment Management Co. Llc (listed 2024-03-29, absent 2024-07-16)
    Jul 16, 2024 · Control person left · inference
  • Kyle Mckenzie left Voya Investment Management Co. Llc for Leucadia Asset Management Llc (registered 2024-06-24)
    Jun 10, 2024 · Advisor changed firm · fact
  • Allie M Berk left Voya Investment Management Co. Llc for Morgan Stanley (registered 2024-06-20)
    May 24, 2024 · Advisor changed firm · fact
  • Parimal H Patel left Voya Investment Management Co. Llc for Liquid Strategies, Llc (registered 2024-07-10)
    Mar 12, 2024 · Advisor changed firm · fact
  • A Eric Stein (Head Of Investments, Chief Investment Officer, Fixed Income & Senior Managing Director) appeared on Schedule A of Voya Investment Management Co. Llc
    Jan 12, 2024 · Control person joined · fact
  • Lawrence Paul Zemsky (Chief Investment Officer Of Mass & Senior Managing Director) no longer on Schedule A of Voya Investment Management Co. Llc (listed 2023-03-31, absent 2024-01-12)
    Jan 12, 2024 · Control person left · inference
  • Lynn Christine Hurtsellers (Chief Executive Officer & Chairwoman) no longer on Schedule A of Voya Investment Management Co. Llc (listed 2023-03-31, absent 2024-01-12)
    Jan 12, 2024 · Control person left · inference
  • Chad Keith Butler left Voya Investment Management Co. Llc for Global Retirement Partners Llc (registered 2024-11-20)
    Jul 5, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/voya-investment-managementreportedpublic record, Form ADV, Sep 17, 2026
Website
investments.voya.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
212-309-8200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
$5.2Bderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026