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Registered advisor
J••• R••••• S••••••
Feed of 09/14/2026
Also filed as J••• R••••• S••••••
At current firm
15 y
since Mar 16, 2011
In the industry
34 y
since May 21, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 16, 2011 · Bend, Or
- W•••• F•••• A••••••• wirehouseJun 3, 2009 to Mar 2, 2011 · San Jose, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 23, 1999 to Apr 16, 2009 · Rolling Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 2, 2011, registered Mar 16, 2011 (14 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 16, 2009, registered Jun 3, 2009 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address