DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marc Andre Noonan

Silver Oak Securities, Inc.BD affiliatedLouisville, Kydual registrantIAPD 2230659

Feed of 09/14/2026

At current firm

0 y

since Feb 10, 2026

In the industry

34 y

since Jul 1, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Silver Oak Securities, Inc. BD affiliated current
since Feb 10, 2026 · Louisville, Ky
Legacy Advisory Services unclassified
Oct 28, 2021 to Jan 6, 2023 · Louisville, Ky
Retirement Planning Solutions, LLC independent RIA
May 19, 2021 to Jul 1, 2026 · Louisville, Ky
Magnate Advisory Services, LLC independent RIA
Dec 9, 2019 to May 18, 2021 · Louisville, Ky
First Allied Advisory Services, Inc. former
Jul 2, 2012 to Dec 2, 2019 · Louisville, Ky
First Allied Securities, Inc. former
Oct 1, 2010 to Jul 2, 2012 · San Diego, Ca
Fsc Securities Corporation former
Jul 25, 2008 to Oct 5, 2010 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

Retirement Planning Solutions, LLC to Legacy Advisory Services
left Jul 1, 2026, registered Oct 28, 2021 (-1707 days) · Other
Legacy Advisory Services to Silver Oak Securities, Inc.
left Jan 6, 2023, registered Feb 10, 2026 (1131 days) · Other
Magnate Advisory Services, LLC to Retirement Planning Solutions, LLC
left May 18, 2021, registered May 19, 2021 (1 days) · RIA to RIA
First Allied Advisory Services, Inc. to Magnate Advisory Services, LLC
left Dec 2, 2019, registered Dec 9, 2019 (7 days) · Affiliated broker-dealer or bank to independent RIA
First Allied Securities, Inc. to First Allied Advisory Services, Inc.
left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
Fsc Securities Corporation to First Allied Securities, Inc.
left Oct 5, 2010, registered Oct 1, 2010 (-4 days) · Other

Signals

Marc Andre Noonan left Retirement Planning Solutions, Llc for Legacy Advisory Services (registered 2021-10-28)
Jul 1, 2026 · Advisor changed firm · fact
Marc Andre Noonan left Legacy Advisory Services for Silver Oak Securities, Inc. (registered 2026-02-10)
Jan 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address