DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• H••••• H•••••••

L•• F•••••••• L••BD affiliatedMansfield, Oh dual registrantIAPD 2230674

Feed of 09/14/2026

Also filed as R••••• H H•••••••

At current firm

1 y

since Mar 10, 2025

In the industry

27 y

since Apr 21, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 10, 2025 · Lexington, Oh
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Apr 10, 2025 · Mansfield, Oh
D••••• W••••• M••••••••• unclassified
May 10, 2007 to Mar 29, 2010 · Cleveland, Oh
C••••• A••••••• L•• former
Oct 12, 2004 to Mar 21, 2024 · Cleveland, Oh
S••••••• F•••••••• S••••••• L•• unclassified
Mar 4, 2003 to Jun 30, 2003 · Cleveland, Oh
M•• I•••••••• S•••••••• L•• BD affiliated
Dec 7, 1999 to Oct 13, 2004 · Mansfield, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Apr 10, 2025, registered Mar 10, 2025 (-31 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A••••••• L•• to D••••• W••••• M•••••••••
left Mar 21, 2024, registered May 10, 2007 (-6160 days) · Other
D••••• W••••• M••••••••• to C••••• I••••••••• A••••••• L••
left Mar 29, 2010, registered Mar 21, 2024 (5106 days) · Other
M•• I•••••••• S•••••••• L•• to S••••••• F•••••••• S••••••• L••
left Oct 13, 2004, registered Mar 4, 2003 (-589 days) · Other
S••••••• F•••••••• S••••••• L•• to C••••• A••••••• L••
left Jun 30, 2003, registered Oct 12, 2004 (470 days) · Other

Signals

R••••• H••••• H••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-03-10)
Apr 10, 2025 · Advisor changed firm · fact
R••••• H••••• H••••••• left C••••• A••••••• L•• for D••••• W••••• M••••••••• (registered 2007-05-10)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address