S••••• N• O•••••••••

E•••••••• A•••••••• L••national BDHillsdale, Ny dual registrantIAPD 2231292

Feed of 09/15/2026

Also filed as S••••• N•• O••••••••• S••••••••• N•• O••••••••• N•• O••••••••• N• O••••••••• O••••••••• N• O••••

At current firm

1 y

since Feb 18, 2025

In the industry

33 y

since Apr 27, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Feb 18, 2025 · Hillsdale, Ny
J••• M••••• S••••••••• L•• wirehouse
Jan 15, 2013 to Feb 19, 2025 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Jul 20, 2010 to Jan 8, 2013 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to E•••••••• A•••••••• L••
left Feb 19, 2025, registered Feb 18, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
H••• S••••••••• •••• I••• to J••• M••••• S••••••••• L••
left Jan 8, 2013, registered Jan 15, 2013 (7 days) · Other

Signals

••• Locked
Feb 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address