RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• L••••• C•••••
- C••••• P••••••• L•• independent RIA currentsince Apr 1, 2024 · Denver, Co
- W••••• L••••• I••••••••• I••• formerMay 1, 2011 to May 20, 2024 · Denver, Co
- W••••• L••••• I••••••••• I••• formerAug 28, 2007 to Feb 14, 2011 · Denver, Co
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 1999 to Aug 16, 2007 · Denver, Co
- W••••• L••••• I••••••••• I••• to C••••• P••••••• L••left May 20, 2024, registered Apr 1, 2024 (-49 days) · RIA to RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W••••• L••••• I••••••••• I•••left Aug 16, 2007, registered Aug 28, 2007 (12 days) · Other
- K••••••• L••••• C••••• left W••••• L••••• I••••••••• I••• for C••••• P••••••• L•• (registered 2024-04-01)May 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address