DFX Intelligence
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Registered advisor
E••• J• G••••••
Feed of 09/14/2026
Also filed as E••• J•• G••••••
At current firm
4 y
since Jan 25, 2022
In the industry
34 y
since Jun 26, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 25, 2022 · Seattle, Wa
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 30, 2021 to Sep 20, 2021 · Overland Park, Ks
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 2, 2017 · Overland Park, Ks
- M•• F•••••••• S•••••••• I••• formerAug 20, 2014 to Mar 25, 2017 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseJan 12, 2012 to May 28, 2014 · Mission Woods, Ks
- U•• F•••••••• S••••••• I••• wirehouseJul 25, 2002 to Jan 17, 2012 · Westfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Sep 20, 2021, registered Jan 25, 2022 (127 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M•• F•••••••• S•••••••• I•••left May 28, 2014, registered Aug 20, 2014 (84 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 17, 2012, registered Jan 12, 2012 (-5 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address